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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
301
DELISTED
Comerica
CMA
$352K 0.03%
4,908
-420
-8% -$28.8K
HYG icon
302
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$352K 0.03%
4,000
– –
SCHC icon
303
Schwab International Small-Cap Equity ETF
SCHC
$5.64B
$351K 0.03%
10,143
– –
OLED icon
304
Universal Display
OLED
$4.12B
$350K 0.03%
1,700
+100
+6% +$18.9K
IWM icon
305
iShares Russell 2000 ETF
IWM
$81.6B
$349K 0.03%
2,109
+419
+25% +$66.2K
SWKS icon
306
Skyworks Solutions
SWKS
$10.4B
$348K 0.03%
+2,875
New +$282K
GS icon
307
Goldman Sachs
GS
$303B
$347K 0.03%
1,507
-271
-15% -$58.8K
MIDD icon
308
Middleby
MIDD
$5.98B
$344K 0.03%
3,140
– –
EXC icon
309
Exelon
EXC
$46.2B
$343K 0.03%
10,556
-152
-1% -$4.92K
MHI
310
DELISTED
Pioneer Municipal High Income Fund
MHI
$343K 0.03%
28,356
-3,544
-11% -$43.1K
WEC icon
311
WEC Energy
WEC
$34.7B
$343K 0.03%
3,717
+20
+0.5% +$1.82K
CCI icon
312
Crown Castle
CCI
$31.6B
$342K 0.03%
2,407
+156
+7% +$21.3K
FUN icon
313
Cedar Fair
FUN
$1.67B
$342K 0.03%
6,169
+553
+10% +$31.1K
AIG icon
314
American International
AIG
$41.1B
$340K 0.03%
6,615
-906
-12% -$48K
IBB icon
315
iShares Biotechnology ETF
IBB
$9.8B
$340K 0.03%
2,818
-295
-9% -$32.9K
YUM icon
316
Yum! Brands
YUM
$40.4B
$340K 0.03%
3,373
– –
ICE icon
317
Intercontinental Exchange
ICE
$85.5B
$339K 0.03%
3,659
– –
PH icon
318
Parker-Hannifin
PH
$135B
$338K 0.03%
1,641
-3,100
-65% -$601K
APD icon
319
Air Products & Chemicals
APD
$68.1B
$336K 0.03%
1,431
– –
GIS icon
320
General Mills
GIS
$19.8B
$334K 0.03%
6,240
+101
+2% +$5.32K
WDC icon
321
Western Digital
WDC
$153B
$330K 0.03%
6,880
– –
DXCM icon
322
DexCom
DXCM
$32.9B
$328K 0.03%
6,000
-400
-6% -$19K
XLK icon
323
State Street Technology Select Sector SPDR ETF
XLK
$123B
$328K 0.03%
7,160
+206
+3% +$8.82K
SHOP icon
324
Shopify
SHOP
$198B
$323K 0.03%
8,120
+1,580
+24% +$53.4K
EMR icon
325
Emerson Electric
EMR
$88.6B
$322K 0.03%
4,225
-5,799
-58% -$418K
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.