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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
301
Xcel Energy
XEL
$47.8B
$364K 0.04%
5,611
+1
+0% +$62
VBR icon
302
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$358K 0.04%
2,780
-680
-20% -$87K
CMA
303
DELISTED
Comerica
CMA
$352K 0.04%
5,328
+300
+6% +$19.9K
VWO icon
304
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$352K 0.04%
8,748
-1,100
-11% -$45.4K
WEC icon
305
WEC Energy
WEC
$34.5B
$352K 0.04%
3,697
+19
+0.5% +$1.71K
HYG icon
306
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$349K 0.04%
4,000
-972
-20% -$84.4K
BIDU icon
307
Baidu
BIDU
$37.1B
$347K 0.04%
3,376
+26
+0.8% +$2.79K
MFA
308
MFA Financial
MFA
$916M
$347K 0.04%
11,796
+875
+8% +$25.5K
PHK
309
PIMCO High Income Fund
PHK
$878M
$347K 0.04%
44,893
– –
VKQ icon
310
Invesco Municipal Trust
VKQ
$547M
$345K 0.04%
27,350
+3,000
+12% +$37.8K
ADAM
311
Adamas Trust
ADAM
$872M
$341K 0.04%
13,987
+625
+5% +$15.4K
VNQ icon
312
Vanguard Real Estate ETF
VNQ
$38.6B
$340K 0.04%
+3,651
New +$331K
GGN
313
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$834M
$338K 0.04%
77,680
+15,000
+24% +$67.3K
GIS icon
314
General Mills
GIS
$19.8B
$338K 0.04%
6,139
-1,000
-14% -$53.9K
ICE icon
315
Intercontinental Exchange
ICE
$84.6B
$338K 0.04%
3,659
+39
+1% +$3.56K
SCHD icon
316
Schwab US Dividend Equity ETF
SCHD
$107B
$333K 0.04%
18,231
-2,697
-13% -$48.3K
RTN
317
DELISTED
Raytheon Company
RTN
$329K 0.04%
1,678
+301
+22% +$55.8K
FUN icon
318
Cedar Fair
FUN
$1.63B
$328K 0.04%
+5,616
New +$296K
PDCE
319
DELISTED
PDC Energy, Inc.
PDCE
$326K 0.04%
11,732
– –
SCO icon
320
ProShares UltraShort Bloomberg Crude Oil
SCO
$599M
$325K 0.04%
+250
New +$338K
ITW icon
321
Illinois Tool Works
ITW
$83.8B
$324K 0.04%
2,070
– –
SCHC icon
322
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$323K 0.03%
10,143
+300
+3% +$9.55K
STZ icon
323
Constellation Brands
STZ
$22.7B
$318K 0.03%
1,535
-260
-14% -$52.2K
APD icon
324
Air Products & Chemicals
APD
$68.1B
$317K 0.03%
1,431
– –
LW icon
325
Lamb Weston
LW
$7.11B
$316K 0.03%
4,342
– –
11 12
13
14 15

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.