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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
301
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$395K 0.05%
3,317
+2
+0.1% +$232
VIG icon
302
Vanguard Dividend Appreciation ETF
VIG
$114B
$391K 0.05%
3,569
– –
LNG icon
303
Cheniere Energy
LNG
$54.9B
$390K 0.05%
5,705
– –
EXC icon
304
Exelon
EXC
$45.8B
$389K 0.05%
10,889
-265
-2% -$9.02K
CUBE icon
305
CubeSmart
CUBE
$9.23B
$388K 0.05%
12,122
+1,055
+10% +$32.1K
XLF icon
306
State Street Financial Select Sector SPDR ETF
XLF
$59B
$383K 0.05%
14,916
+4
+0% +$103
PEB icon
307
Pebblebrook Hotel Trust
PEB
$2B
$379K 0.05%
12,201
+1,597
+15% +$50.4K
ROKU icon
308
Roku
ROKU
$22.5B
$377K 0.05%
+5,845
New +$313K
IBB icon
309
iShares Biotechnology ETF
IBB
$9.82B
$376K 0.05%
3,367
+70
+2% +$7.68K
HST icon
310
Host Hotels & Resorts
HST
$15.5B
$373K 0.05%
19,712
+2,496
+14% +$46.1K
NZF icon
311
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$372K 0.05%
24,712
+174
+0.7% +$2.51K
UBA
312
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$369K 0.04%
17,871
+1,528
+9% +$31.8K
CII icon
313
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$368K 0.04%
23,307
-544
-2% -$8.36K
HBAN icon
314
Huntington Bancshares
HBAN
$35.6B
$367K 0.04%
28,910
+6
+0% +$81
SCHV
315
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$366K 0.04%
20,040
+2,565
+15% +$45.5K
SCHD icon
316
Schwab US Dividend Equity ETF
SCHD
$107B
$365K 0.04%
20,928
+120
+0.6% +$2.02K
RWO icon
317
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$358K 0.04%
7,153
– –
MHI
318
DELISTED
Pioneer Municipal High Income Fund
MHI
$357K 0.04%
29,900
-700
-2% -$8.02K
STX icon
319
Seagate
STX
$182B
$351K 0.04%
7,339
+4
+0.1% +$177
YUM icon
320
Yum! Brands
YUM
$39.7B
$347K 0.04%
3,473
-300
-8% -$28.4K
AAL icon
321
American Airlines Group
AAL
$9.93B
$345K 0.04%
10,871
+185
+2% +$6.21K
TNA icon
322
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$342K 0.04%
5,600
– –
AVGO icon
323
Broadcom
AVGO
$2.01T
$340K 0.04%
11,320
-1,460
-11% -$39.6K
SLB icon
324
SLB Ltd
SLB
$78.9B
$340K 0.04%
7,809
+1,036
+15% +$44.8K
XLI icon
325
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$335K 0.04%
4,462
– –
11 12
13
14 15

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.