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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
301
Marathon Petroleum
MPC
$83.7B
$449K 0.06%
8,925
-7,768
-47% -$353K
BHC icon
302
Bausch Health
BHC
$2.34B
$448K 0.06%
30,834
+19,374
+169% +$355K
NTAP icon
303
NetApp
NTAP
$37.2B
$444K 0.06%
12,578
+512
+4% +$17.9K
GBCI icon
304
Glacier Bancorp
GBCI
$6.35B
$435K 0.06%
12,000
+1,000
+9% +$32.1K
DLR icon
305
Digital Realty Trust
DLR
$71.7B
$434K 0.05%
4,420
-49
-1% -$4.55K
FRT icon
306
Federal Realty Investment Trust
FRT
$10.3B
$433K 0.05%
3,050
– –
PNC icon
307
PNC Financial Services
PNC
$101B
$432K 0.05%
3,690
-350
-9% -$36.4K
NS
308
DELISTED
NuStar Energy L.P.
NS
$427K 0.05%
8,565
+55
+0.6% +$2.62K
TPR icon
309
Tapestry
TPR
$32.8B
$424K 0.05%
12,099
+4,162
+52% +$152K
HWM icon
310
Howmet Aerospace
HWM
$112B
$419K 0.05%
+29,459
New +$443K
BPL
311
DELISTED
Buckeye Partners, L.P.
BPL
$417K 0.05%
6,296
-3,264
-34% -$215K
WPZ
312
DELISTED
Williams Partners L.P.
WPZ
$417K 0.05%
10,972
+2,890
+36% +$104K
DHI icon
313
D.R. Horton
DHI
$42.3B
$416K 0.05%
15,210
+2,210
+17% +$63.1K
PMM
314
Franklin Managed Municipal Income Trust
PMM
$273M
$415K 0.05%
58,700
+35,000
+148% +$257K
JPS
315
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$415K 0.05%
44,553
+5,560
+14% +$50.4K
PBCT
316
DELISTED
People's United Financial Inc
PBCT
$413K 0.05%
+21,325
New +$377K
AMTD
317
DELISTED
TD Ameritrade Holding Corp
AMTD
$413K 0.05%
9,468
+909
+11% +$35.3K
IDV icon
318
iShares International Select Dividend ETF
IDV
$8.57B
$408K 0.05%
13,800
-1,300
-9% -$38K
NAVI icon
319
Navient
NAVI
$853M
$407K 0.05%
+24,790
New +$385K
WELL icon
320
Welltower
WELL
$171B
$406K 0.05%
6,064
+2,016
+50% +$134K
XLF icon
321
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$404K 0.05%
+17,392
New +$373K
BIB icon
322
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$399K 0.05%
10,000
– –
FISV
323
Fiserv Inc
FISV
$27.9B
$399K 0.05%
7,500
– –
JQC icon
324
Nuveen Credit Strategies Income Fund
JQC
$711M
$399K 0.05%
45,111
+5,465
+14% +$46.6K
CI icon
325
Cigna
CI
$74.6B
$397K 0.05%
2,979
+1,217
+69% +$159K
11 12
13
14 15

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.