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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
301
Seagate
STX
$184B
$464K 0.06%
13,470
+6,360
+89% +$205K
AMWD
302
DELISTED
American Woodmark
AMWD
$462K 0.06%
6,199
-26,374
-81% -$1.78M
JPS
303
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$459K 0.06%
51,005
-4,245
-8% -$37.9K
MKC icon
304
McCormick & Company Non-Voting
MKC
$14.3B
$458K 0.06%
9,200
-4,000
-30% -$180K
EBAY icon
305
eBay
EBAY
$48.2B
$455K 0.06%
19,071
-2,000
-9% -$48.7K
BIB icon
306
ProShares Ultra NASDAQ Biotechnology
BIB
$87.8M
$454K 0.06%
11,100
– –
CTRE icon
307
CareTrust REIT
CTRE
$9.56B
$446K 0.05%
35,133
– –
MTB icon
308
M&T Bank
MTB
$36.1B
$444K 0.05%
4,000
– –
GGN
309
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$831M
$443K 0.05%
78,496
-16,275
-17% -$79.3K
MKTX icon
310
MarketAxess Holdings
MKTX
$5.72B
$436K 0.05%
+3,493
New +$399K
EW icon
311
Edwards Lifesciences
EW
$53.3B
$434K 0.05%
14,760
-15,966
-52% -$441K
FUSB icon
312
First US Bancshares
FUSB
$90.7M
$433K 0.05%
53,416
– –
TTP
313
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$427K 0.05%
+7,250
New +$370K
LXK
314
DELISTED
Lexmark Intl Inc
LXK
$427K 0.05%
12,763
– –
LUMN icon
315
Lumen
LUMN
$6.82B
$425K 0.05%
13,285
+1,391
+12% +$39K
MDY icon
316
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$423K 0.05%
1,610
+15
+0.9% +$3.65K
NDAQ icon
317
Nasdaq
NDAQ
$53.8B
$422K 0.05%
+19,086
New +$393K
SYKE
318
DELISTED
SYKES Enterprises Inc
SYKE
$416K 0.05%
+13,799
New +$403K
SIGI icon
319
Selective Insurance
SIGI
$5.65B
$415K 0.05%
+11,334
New +$376K
EGBN icon
320
Eagle Bancorp
EGBN
$842M
$413K 0.05%
+8,598
New +$404K
ADP icon
321
Automatic Data Processing
ADP
$108B
$412K 0.05%
4,591
-4,784
-51% -$401K
AFL icon
322
Aflac
AFL
$61.4B
$410K 0.05%
12,990
+8
+0.1% +$238
CRZO
323
DELISTED
Carrizo Oil & Gas Inc
CRZO
$410K 0.05%
13,261
+1,000
+8% +$25.2K
APU
324
DELISTED
AmeriGas Partners, L.P.
APU
$403K 0.05%
9,266
– –
EOI
325
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$402K 0.05%
32,080
+19,329
+152% +$239K
11 12
13
14 15

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.