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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
276
Enbridge
ENB
$113B
$473K 0.03%
11,890
-146
-1% -$5.76K
BDJ icon
277
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$472K 0.03%
48,082
-500
-1% -$5.05K
MPLX icon
278
MPLX
MPLX
$59.4B
$468K 0.03%
16,451
+1,037
+7% +$29.4K
CCL icon
279
Carnival Corporation Ltd
CCL
$38.5B
$467K 0.03%
18,666
-9,050
-33% -$211K
VO icon
280
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$467K 0.03%
7,900
+92
+1% +$5.56K
FDX icon
281
FedEx
FDX
$76.6B
$466K 0.03%
2,124
+711
+50% +$193K
HZNP
282
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$464K 0.03%
4,232
– –
TDOC icon
283
Teladoc Health
TDOC
$1.28B
$463K 0.03%
3,645
+95
+3% +$13.8K
WMB icon
284
Williams Companies
WMB
$87.8B
$462K 0.03%
17,795
+1,778
+11% +$44.8K
JHB
285
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$462K 0.03%
49,167
– –
NVDA icon
286
CALL
NVIDIA
NVDA
$5.33T
$456K 0.03%
22,000
+6,000
+38% +$125K
SPGI icon
287
S&P Global
SPGI
$121B
$454K 0.03%
1,069
-12
-1% -$5.2K
VYM icon
288
Vanguard High Dividend Yield ETF
VYM
$83.8B
$454K 0.03%
4,391
-43
-1% -$4.55K
AEE icon
289
Ameren
AEE
$29.5B
$447K 0.03%
5,518
+103
+2% +$8.79K
RSP icon
290
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$444K 0.03%
2,963
+56
+2% +$8.57K
LECO icon
291
Lincoln Electric
LECO
$15.5B
$440K 0.03%
+3,419
New +$465K
VBR icon
292
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$438K 0.03%
2,584
+73
+3% +$12.5K
IJK icon
293
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$437K 0.03%
5,524
– –
LVS icon
294
Las Vegas Sands
LVS
$29.6B
$434K 0.03%
11,866
-550
-4% -$23.6K
NCLH icon
295
Norwegian Cruise Line
NCLH
$8.57B
$434K 0.03%
16,275
+275
+2% +$7K
GILD icon
296
Gilead Sciences
GILD
$168B
$430K 0.03%
6,161
-197
-3% -$13.8K
MAR icon
297
Marriott International
MAR
$90.9B
$427K 0.03%
2,880
+50
+2% +$6.98K
DAL icon
298
Delta Air Lines
DAL
$59.1B
$426K 0.03%
10,014
+600
+6% +$24.5K
MGK icon
299
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$426K 0.03%
9,065
-570
-6% -$27.6K
ITW icon
300
Illinois Tool Works
ITW
$83.9B
$425K 0.03%
2,060
– –
10 11
12
13 14

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.