We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNC icon
276
Centene
CNC
$33.2B
$412K 0.04%
6,558
+150
+2% +$8.14K
OXY icon
277
CALL
Occidental Petroleum
OXY
$58.2B
$412K 0.04%
+10,000
New +$401K
VWO icon
278
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$412K 0.04%
9,270
+522
+6% +$22.1K
PSX icon
279
Phillips 66
PSX
$83.8B
$410K 0.04%
3,676
-484
-12% -$54.4K
MDY icon
280
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$408K 0.04%
1,087
-25
-2% -$9.04K
IJR icon
281
iShares Core S&P Small-Cap ETF
IJR
$112B
$393K 0.04%
4,692
-187
-4% -$15K
XLE icon
282
State Street Energy Select Sector SPDR ETF
XLE
$38.6B
$390K 0.04%
12,986
-738
-5% -$21.9K
SRPT icon
283
Sarepta Therapeutics
SRPT
$1.74B
$387K 0.04%
3,000
– –
NOC icon
284
Northrop Grumman
NOC
$82.1B
$382K 0.04%
1,110
+1
+0.1% +$352
VUG icon
285
Vanguard Morningstar Growth ETF
VUG
$230B
$382K 0.04%
+12,576
New +$363K
FDX icon
286
FedEx
FDX
$75.7B
$381K 0.04%
2,520
-619
-20% -$95.4K
VBR icon
287
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$381K 0.04%
2,780
– –
TTE icon
288
TotalEnergies
TTE
$193B
$377K 0.04%
6,825
-258
-4% -$13.6K
PACW
289
DELISTED
PacWest Bancorp
PACW
$372K 0.04%
9,733
+1,500
+18% +$56.4K
ITW icon
290
Illinois Tool Works
ITW
$84.2B
$370K 0.04%
2,060
-10
-0.5% -$1.69K
MFA
291
MFA Financial
MFA
$922M
$369K 0.04%
12,046
+250
+2% +$7.63K
SCHV
292
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$367K 0.04%
18,300
-990
-5% -$19.2K
LQD icon
293
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$366K 0.04%
2,857
-469
-14% -$59.7K
HES
294
DELISTED
Hess
HES
$365K 0.04%
5,461
-1,376
-20% -$90K
LW icon
295
Lamb Weston
LW
$7.15B
$362K 0.04%
4,209
-133
-3% -$10.7K
OMER icon
296
Omeros
OMER
$943M
$362K 0.04%
25,680
– –
ADAM
297
Adamas Trust
ADAM
$874M
$355K 0.03%
14,237
+250
+2% +$6.2K
GM icon
298
General Motors
GM
$76.6B
$354K 0.03%
9,667
-3,191
-25% -$116K
RTN
299
DELISTED
Raytheon Company
RTN
$354K 0.03%
1,613
-65
-4% -$13.7K
RDS.B
300
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$353K 0.03%
5,878
-1,750
-23% -$103K
10 11
12
13 14

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.