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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
276
Aflac
AFL
$61B
$417K 0.05%
7,966
+1
+0% +$53
BKNG icon
277
Booking.com
BKNG
$159B
$416K 0.05%
5,300
-450
-8% -$34.9K
NOC icon
278
Northrop Grumman
NOC
$81.8B
$416K 0.05%
1,109
+300
+37% +$106K
PGX icon
279
Invesco Preferred ETF
PGX
$3.76B
$414K 0.04%
27,550
+8,500
+45% +$127K
HES
280
DELISTED
Hess
HES
$413K 0.04%
6,837
-225
-3% -$14K
XLF icon
281
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$412K 0.04%
14,724
+4
+0% +$110
XLE icon
282
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$406K 0.04%
13,724
-344
-2% -$10.4K
CGC
283
Canopy Growth
CGC
$405M
$403K 0.04%
1,759
-889
-34% -$272K
HCA icon
284
HCA Healthcare
HCA
$89.3B
$402K 0.04%
3,335
– –
MHI
285
DELISTED
Pioneer Municipal High Income Fund
MHI
$397K 0.04%
31,900
+2,000
+7% +$24.9K
STX icon
286
Seagate
STX
$184B
$395K 0.04%
7,345
+4
+0.1% +$196
VB icon
287
Vanguard Morningstar Small-Cap ETF
VB
$82.6B
$393K 0.04%
2,552
-193
-7% -$29.9K
MDY icon
288
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$392K 0.04%
1,112
-85
-7% -$29.8K
ISRG icon
289
Intuitive Surgical
ISRG
$138B
$391K 0.04%
2,175
– –
HAL icon
290
Halliburton
HAL
$28.1B
$390K 0.04%
20,707
+10,000
+93% +$207K
NLY icon
291
Annaly Capital Management
NLY
$17.2B
$383K 0.04%
10,872
-7,975
-42% -$287K
YUM icon
292
Yum! Brands
YUM
$39.8B
$383K 0.04%
3,373
– –
REM icon
293
iShares Mortgage Real Estate ETF
REM
$536M
$382K 0.04%
9,057
+3,496
+63% +$148K
IJR icon
294
iShares Core S&P Small-Cap ETF
IJR
$112B
$380K 0.04%
4,879
-1,448
-23% -$112K
NKSH icon
295
National Bankshares
NKSH
$258M
$379K 0.04%
9,464
– –
EXC icon
296
Exelon
EXC
$45.9B
$369K 0.04%
10,708
-197
-2% -$6.62K
GS icon
297
Goldman Sachs
GS
$301B
$368K 0.04%
1,778
-849
-32% -$178K
TTE icon
298
TotalEnergies
TTE
$195B
$368K 0.04%
7,083
+639
+10% +$33.1K
MIDD icon
299
Middleby
MIDD
$5.89B
$367K 0.04%
3,140
– –
SCHV
300
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$365K 0.04%
19,290
-1,950
-9% -$36.5K
10 11
12
13 14

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.