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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
276
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$366K 0.06%
1,208
-154
-11% -$51.3K
VB icon
277
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$362K 0.06%
2,744
+153
+6% +$22.3K
AEE icon
278
Ameren
AEE
$29.6B
$361K 0.06%
5,540
+1
+0% +$67
DTE icon
279
DTE Energy
DTE
$28.6B
$361K 0.06%
3,841
+1
+0% +$98
EWA icon
280
iShares MSCI Australia ETF
EWA
$1.47B
$361K 0.06%
18,763
– –
PHK
281
PIMCO High Income Fund
PHK
$880M
$360K 0.06%
44,893
+2,560
+6% +$20.9K
EXC icon
282
Exelon
EXC
$45.9B
$359K 0.06%
11,154
-686
-6% -$21.9K
PLD icon
283
Prologis
PLD
$131B
$355K 0.06%
6,038
+2,521
+72% +$163K
XLF icon
284
State Street Financial Select Sector SPDR ETF
XLF
$59B
$355K 0.06%
14,912
-1,895
-11% -$49.2K
VIG icon
285
Vanguard Dividend Appreciation ETF
VIG
$114B
$350K 0.06%
3,569
+1,400
+65% +$146K
PDCE
286
DELISTED
PDC Energy, Inc.
PDCE
$349K 0.05%
11,732
– –
LPT
287
DELISTED
Liberty Property Trust
LPT
$349K 0.05%
+8,340
New +$360K
YUM icon
288
Yum! Brands
YUM
$40.1B
$347K 0.05%
3,773
– –
HBAN icon
289
Huntington Bancshares
HBAN
$35.4B
$345K 0.05%
28,904
+85
+0.3% +$1.18K
NKSH icon
290
National Bankshares
NKSH
$262M
$345K 0.05%
9,464
– –
LUMN icon
291
Lumen
LUMN
$6.76B
$344K 0.05%
22,714
+1,262
+6% +$24.1K
AAL icon
292
American Airlines Group
AAL
$10.3B
$343K 0.05%
10,686
-1,101
-9% -$38.3K
GGG icon
293
Graco
GGG
$13.5B
$339K 0.05%
8,097
– –
LNG icon
294
Cheniere Energy
LNG
$54.2B
$338K 0.05%
5,705
– –
PSA icon
295
Public Storage
PSA
$60.2B
$338K 0.05%
+1,669
New +$341K
CII icon
296
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$336K 0.05%
23,851
-1,029
-4% -$15.9K
MHI
297
DELISTED
Pioneer Municipal High Income Fund
MHI
$335K 0.05%
30,600
+1,000
+3% +$10.9K
HES
298
DELISTED
Hess
HES
$329K 0.05%
8,112
-1,006
-11% -$57.4K
NZF icon
299
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$329K 0.05%
24,538
+3,000
+14% +$40.7K
TLP
300
DELISTED
Transmontaigne
TLP
$329K 0.05%
8,100
– –
10 11
12
13 14

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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.