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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMER icon
276
Omeros
OMER
$959M
$442K 0.06%
22,750
-2,000
-8% -$37.5K
SYK icon
277
Stryker
SYK
$130B
$441K 0.06%
2,850
-500
-15% -$76.3K
WDC icon
278
Western Digital
WDC
$150B
$440K 0.06%
7,328
-1,057
-13% -$68.1K
PRU icon
279
Prudential Financial
PRU
$41.8B
$435K 0.06%
3,784
-212
-5% -$23.8K
SLB icon
280
SLB Ltd
SLB
$75B
$435K 0.06%
6,457
-815
-11% -$52.8K
HBAN icon
281
Huntington Bancshares
HBAN
$35.5B
$434K 0.06%
29,807
-998
-3% -$14K
VBR icon
282
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$434K 0.06%
3,269
+130
+4% +$16.9K
CLVS
283
DELISTED
Clovis Oncology, Inc.
CLVS
$434K 0.06%
6,376
+1,476
+30% +$103K
EWA icon
284
iShares MSCI Australia ETF
EWA
$1.45B
$432K 0.06%
18,663
– –
WPC icon
285
W.P. Carey
WPC
$16.4B
$431K 0.06%
6,392
+155
+2% +$10.6K
SAIA icon
286
Saia
SAIA
$9.72B
$428K 0.06%
6,048
– –
PGEN icon
287
Precigen
PGEN
$2.59B
$427K 0.06%
37,052
-3,400
-8% -$50.6K
AFL icon
288
Aflac
AFL
$62.6B
$411K 0.05%
9,358
+2
+0% +$85
BFK
289
DELISTED
BlackRock Municipal Income Trust
BFK
$411K 0.05%
29,156
– –
EXAS
290
DELISTED
Exact Sciences
EXAS
$405K 0.05%
7,700
-1,000
-11% -$53.4K
HDS
291
DELISTED
HD Supply Holdings, Inc.
HDS
$404K 0.05%
10,100
-300
-3% -$11K
LQD icon
292
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$401K 0.05%
3,298
+4
+0.1% +$484
NAD icon
293
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$401K 0.05%
28,497
– –
OXY icon
294
Occidental Petroleum
OXY
$55.9B
$401K 0.05%
5,437
-514
-9% -$34.9K
WWE
295
DELISTED
World Wrestling Entertainment
WWE
$401K 0.05%
13,100
+1,000
+8% +$27K
AGN
296
DELISTED
Allergan plc
AGN
$399K 0.05%
2,440
-2,006
-45% -$360K
SPIB icon
297
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$398K 0.05%
+11,639
New +$400K
VB icon
298
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$389K 0.05%
2,631
– –
MAR icon
299
Marriott International
MAR
$92.3B
$383K 0.05%
2,821
-365
-11% -$44.8K
HCA icon
300
HCA Healthcare
HCA
$89.5B
$381K 0.05%
4,335
-365
-8% -$29.3K
10 11
12
13 14

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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.