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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
276
Automatic Data Processing
ADP
$108B
$530K 0.07%
5,155
+720
+16% +$67.2K
LEN icon
277
Lennar Class A
LEN
$21.2B
$530K 0.07%
12,974
+1,786
+16% +$72.2K
PNR icon
278
Pentair
PNR
$11B
$517K 0.07%
13,729
+264
+2% +$10.3K
PEI
279
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$516K 0.07%
1,813
– –
PYPL icon
280
PayPal
PYPL
$50.5B
$515K 0.07%
13,036
-22,400
-63% -$900K
TRTN
281
DELISTED
Triton International Limited
TRTN
$512K 0.06%
+32,411
New +$519K
WDC icon
282
Western Digital
WDC
$150B
$509K 0.06%
9,919
+2,584
+35% +$119K
USB icon
283
US Bancorp
USB
$99.6B
$508K 0.06%
9,898
+6
+0.1% +$285
WM icon
284
Waste Management
WM
$91B
$507K 0.06%
7,149
+93
+1% +$6.22K
GSK icon
285
GSK
GSK
$106B
$505K 0.06%
10,490
+5,011
+91% +$248K
SYK icon
286
Stryker
SYK
$130B
$497K 0.06%
4,150
+400
+11% +$46K
PRU icon
287
Prudential Financial
PRU
$41.8B
$496K 0.06%
4,768
-4,440
-48% -$421K
HUM icon
288
Humana
HUM
$46.2B
$495K 0.06%
2,426
+1,055
+77% +$201K
BKNG icon
289
Booking.com
BKNG
$161B
$475K 0.06%
8,100
+1,600
+25% +$95.6K
AAP icon
290
Advance Auto Parts
AAP
$3.49B
$474K 0.06%
2,800
+600
+27% +$94.3K
SGI
291
Somnigroup International
SGI
$13.7B
$464K 0.06%
27,168
-400
-1% -$5.97K
DTE icon
292
DTE Energy
DTE
$29.1B
$463K 0.06%
5,518
+1,762
+47% +$142K
ROK icon
293
Rockwell Automation
ROK
$49B
$460K 0.06%
3,423
– –
STT icon
294
State Street
STT
$50.7B
$459K 0.06%
+5,912
New +$445K
MET icon
295
MetLife
MET
$62.1B
$458K 0.06%
9,545
+3,624
+61% +$166K
IJJ icon
296
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$453K 0.06%
+6,240
New +$432K
APU
297
DELISTED
AmeriGas Partners, L.P.
APU
$453K 0.06%
9,446
+500
+6% +$22.9K
MIDD icon
298
Middleby
MIDD
$6.08B
$452K 0.06%
3,509
– –
SRE icon
299
Sempra
SRE
$54.8B
$451K 0.06%
8,960
+2,338
+35% +$119K
GIS icon
300
General Mills
GIS
$19.7B
$450K 0.06%
7,292
-4,749
-39% -$294K
10 11
12
13 14

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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.