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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RILY icon
251
BRC Group Holdings
RILY
$292M
$578K 0.04%
6,500
-600
-8% -$43.9K
FL
252
DELISTED
Foot Locker
FL
$577K 0.04%
13,218
+45
+0.3% +$2.14K
TRTN
253
DELISTED
Triton International Limited
TRTN
$575K 0.04%
9,543
-750
-7% -$43.7K
XYZ
254
Block Inc
XYZ
$47.5B
$572K 0.04%
3,542
+58
+2% +$12.6K
ASML icon
255
ASML
ASML
$666B
$570K 0.04%
715
-6
-0.8% -$4.77K
FUSB icon
256
First US Bancshares
FUSB
$91.4M
$565K 0.04%
53,416
– –
PGX icon
257
Invesco Preferred ETF
PGX
$3.76B
$565K 0.04%
37,634
+214
+0.6% +$3.19K
VCSH icon
258
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$562K 0.04%
6,910
– –
PDCE
259
DELISTED
PDC Energy, Inc.
PDCE
$562K 0.04%
11,522
– –
LIN icon
260
Linde
LIN
$227B
$561K 0.04%
1,621
-18
-1% -$5.83K
CCI icon
261
Crown Castle
CCI
$31.3B
$560K 0.04%
2,681
-133
-5% -$24.6K
SCHA icon
262
Schwab U.S Small- Cap ETF
SCHA
$23B
$559K 0.04%
21,840
+600
+3% +$15.5K
FDX icon
263
FedEx
FDX
$76.9B
$556K 0.04%
2,150
+26
+1% +$6.24K
PLTR icon
264
Palantir
PLTR
$421B
$556K 0.04%
30,504
-9,525
-24% -$210K
TMO icon
265
Thermo Fisher Scientific
TMO
$222B
$554K 0.04%
829
+100
+14% +$62.4K
CTSH icon
266
Cognizant
CTSH
$26.3B
$548K 0.04%
+6,175
New +$497K
LCID icon
267
Lucid Motors
LCID
$2.6B
$545K 0.04%
1,431
+189
+15% +$71.2K
VLO icon
268
Valero Energy
VLO
$90.7B
$543K 0.04%
7,233
+125
+2% +$9.31K
WMB icon
269
Williams Companies
WMB
$87.9B
$528K 0.04%
20,262
+2,467
+14% +$68.2K
SCHW
270
Charles Schwab
SCHW
$187B
$526K 0.04%
6,254
+2,495
+66% +$202K
KMI icon
271
Kinder Morgan
KMI
$69.9B
$521K 0.03%
32,849
+246
+0.8% +$4.09K
MPLX icon
272
MPLX
MPLX
$59.5B
$521K 0.03%
17,636
+1,185
+7% +$35.5K
NLY icon
273
Annaly Capital Management
NLY
$17.3B
$521K 0.03%
16,650
-740
-4% -$24.9K
ARKK icon
274
ARK Innovation ETF
ARKK
$6.37B
$520K 0.03%
5,493
+1,084
+25% +$118K
WEC icon
275
WEC Energy
WEC
$34.6B
$514K 0.03%
5,295
+1,117
+27% +$102K
9 10
11
12 13

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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.