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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCE
251
DELISTED
PDC Energy, Inc.
PDCE
$546K 0.04%
11,522
– –
KMI icon
252
Kinder Morgan
KMI
$69.9B
$545K 0.04%
32,603
-1,889
-5% -$32.1K
KMB icon
253
Kimberly-Clark
KMB
$35.8B
$538K 0.04%
4,060
+19
+0.5% +$2.58K
ASML icon
254
ASML
ASML
$695B
$537K 0.04%
721
+6
+0.8% +$4.72K
TRTN
255
DELISTED
Triton International Limited
TRTN
$536K 0.04%
10,293
– –
MIDD icon
256
Middleby
MIDD
$5.66B
$535K 0.04%
3,140
– –
ATVI
257
DELISTED
Activision Blizzard
ATVI
$534K 0.04%
6,895
+132
+2% +$11K
SCHA icon
258
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$531K 0.04%
21,240
+1,120
+6% +$28.4K
USB icon
259
US Bancorp
USB
$99.7B
$531K 0.04%
8,935
– –
ADM icon
260
Archer Daniels Midland
ADM
$38.5B
$519K 0.04%
8,652
– –
DKNG icon
261
DraftKings
DKNG
$12.6B
$509K 0.04%
10,575
-2,400
-18% -$127K
HRL icon
262
Hormel Foods
HRL
$13.4B
$507K 0.04%
12,361
– –
LUV icon
263
Southwest Airlines
LUV
$22.3B
$506K 0.04%
9,836
+565
+6% +$28.5K
VV icon
264
Vanguard Morningstar Large-Cap ETF
VV
$54.6B
$504K 0.04%
2,513
+443
+21% +$91.6K
VLO icon
265
Valero Energy
VLO
$92.6B
$502K 0.04%
7,108
+173
+2% +$11.5K
IWM icon
266
iShares Russell 2000 ETF
IWM
$81.9B
$497K 0.04%
2,271
+2
+0.1% +$443
ARKK icon
267
ARK Innovation ETF
ARKK
$6.41B
$488K 0.04%
4,409
-510
-10% -$61.4K
CCI icon
268
Crown Castle
CCI
$31.6B
$488K 0.04%
2,814
-35
-1% -$6.77K
VOD icon
269
Vodafone
VOD
$36.5B
$484K 0.04%
31,278
+228
+0.7% +$3.77K
AGNC icon
270
AGNC Investment
AGNC
$12.8B
$483K 0.04%
30,642
+8,062
+36% +$131K
AAL icon
271
American Airlines Group
AAL
$10.2B
$482K 0.04%
23,486
– –
MELI icon
272
Mercado Libre
MELI
$96.8B
$482K 0.04%
287
+1
+0.3% +$1.73K
LIN icon
273
Linde
LIN
$227B
$481K 0.04%
1,639
-71
-4% -$21.6K
SCHV
274
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$476K 0.04%
21,174
+150
+0.7% +$3.47K
BKNG icon
275
Booking.com
BKNG
$161B
$474K 0.03%
5,000
– –
9 10
11
12 13

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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.