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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.27B
AUM Growth
+$75.2M
Cap. Flow
+$14.9M
Cap. Flow %
1.17%
Top 10 Hldgs %
48.4%
Holding
529
New
47
Increased
161
Reduced
175
Closed
29

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$6.48M
2
GLW icon
Corning
GLW
+$5.87M
3
DOW icon
Dow Inc
DOW
+$5.5M
4
HUBB icon
Hubbell
HUBB
+$5.35M
5
CMCSA icon
Comcast
CMCSA
+$5.02M

Top Sells

Rank Stock Value
1
RF icon
Regions Financial
RF
+$7.79M
2
DAL icon
Delta Air Lines
DAL
+$5.18M
3
TSN icon
Tyson Foods
TSN
+$4.59M
4
AMGN icon
Amgen
AMGN
+$4.06M
5
BA icon
Boeing
BA
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 22.22%
2 Consumer Discretionary 8.48%
3 Financials 7.94%
4 Healthcare 7%
5 Industrials 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUSB icon
251
First US Bancshares
FUSB
$90.6M
$497K 0.04%
53,416
– –
MGC icon
252
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$496K 0.04%
3,539
+25
+0.7% +$3.43K
ADM icon
253
Archer Daniels Midland
ADM
$38.8B
$494K 0.04%
8,652
-700
-7% -$38.4K
USB icon
254
US Bancorp
USB
$100B
$494K 0.04%
8,935
+75
+0.8% +$3.75K
SCHA icon
255
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$493K 0.04%
19,800
-728
-4% -$17.9K
VLO icon
256
Valero Energy
VLO
$93.3B
$489K 0.04%
6,835
-250
-4% -$17K
MAIN icon
257
Main Street Capital
MAIN
$5.52B
$487K 0.04%
12,444
+2,099
+20% +$73.7K
AXON
258
Axon Enterprise
AXON
$51.7B
$483K 0.04%
3,390
-87
-3% -$13.6K
PGX icon
259
Invesco Preferred ETF
PGX
$3.76B
$482K 0.04%
32,154
+4,522
+16% +$67.2K
IWM icon
260
iShares Russell 2000 ETF
IWM
$81.8B
$480K 0.04%
2,174
-655
-23% -$143K
LIN icon
261
Linde
LIN
$226B
$473K 0.04%
1,689
+503
+42% +$130K
BDJ icon
262
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$470K 0.04%
49,659
+3,965
+9% +$35K
BKNG icon
263
Booking.com
BKNG
$160B
$466K 0.04%
5,000
-375
-7% -$33.3K
EXAS
264
DELISTED
Exact Sciences
EXAS
$466K 0.04%
3,535
– –
JHB
265
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$460K 0.04%
49,167
+1,000
+2% +$9.31K
SCHD icon
266
Schwab US Dividend Equity ETF
SCHD
$107B
$457K 0.04%
18,807
+108
+0.6% +$2.46K
SCHV
267
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$449K 0.04%
20,604
-1,350
-6% -$28.1K
CI icon
268
Cigna
CI
$72.4B
$448K 0.04%
1,853
-32
-2% -$7.13K
VYM icon
269
Vanguard High Dividend Yield ETF
VYM
$83.8B
$448K 0.04%
4,434
-412
-9% -$39.7K
DAL icon
270
Delta Air Lines
DAL
$59.5B
$445K 0.04%
9,214
-117,162
-93% -$5.18M
EW icon
271
Edwards Lifesciences
EW
$54B
$445K 0.04%
5,329
– –
NCLH icon
272
Norwegian Cruise Line
NCLH
$8.59B
$444K 0.04%
16,100
-1,400
-8% -$37.3K
GILD icon
273
Gilead Sciences
GILD
$168B
$443K 0.03%
6,854
-2,012
-23% -$130K
AEE icon
274
Ameren
AEE
$29.8B
$441K 0.03%
5,415
– –
ENB icon
275
Enbridge
ENB
$113B
$438K 0.03%
12,027
+60
+0.5% +$2.11K
9 10
11
12 13

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MW
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TAM
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Sheaff Brock Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Sheaff Brock Investment Advisors held 529 positions worth $1.27B, up 6.3% from $1.19B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Sheaff Brock Investment Advisors's Q1 2021 filing shows 47 new, 161 increased, 175 reduced and 29 closed positions. Its largest new stake was Hubbell: 30,928 shares worth $5.78M. The largest sale was Regions Financial, an estimated $7.79M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q1 2021 buy was Hubbell: 30,928 shares worth $5.78M.
  • Sheaff Brock Investment Advisors added most to Johnson & Johnson in Q1 2021, an estimated $6.48M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2021 reduction was Regions Financial, cutting an estimated $7.79M.
  • Sheaff Brock Investment Advisors fully exited STORE Capital Corporation in Q1 2021, selling an estimated $1.19M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 48% of its $1.27B portfolio in Q1 2021.
  • Sheaff Brock Investment Advisors opened 47 new positions and closed 29 in Q1 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 6.3% quarter-over-quarter to $1.27B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2021, filed 11 May 2021.