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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
251
Welltower
WELL
$163B
$398K 0.04%
7,229
-700
-9% -$38.4K
AVGO icon
252
Broadcom
AVGO
$1.98T
$397K 0.04%
10,900
+1,990
+22% +$66.7K
LUV icon
253
Southwest Airlines
LUV
$22.3B
$387K 0.04%
10,323
-694
-6% -$24.7K
LQD icon
254
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$385K 0.04%
2,857
– –
NLY icon
255
Annaly Capital Management
NLY
$17.4B
$384K 0.04%
13,481
+1,743
+15% +$50.5K
IJT icon
256
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$383K 0.04%
4,340
– –
BDJ icon
257
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$375K 0.03%
51,344
-6,350
-11% -$47.3K
CNC icon
258
Centene
CNC
$32.1B
$374K 0.03%
6,408
-55
-0.9% -$3.42K
GIS icon
259
General Mills
GIS
$20.2B
$372K 0.03%
6,039
– –
STX icon
260
Seagate
STX
$186B
$372K 0.03%
7,556
+3
+0% +$141
IP icon
261
International Paper
IP
$22.1B
$370K 0.03%
9,641
– –
BKNG icon
262
Booking.com
BKNG
$160B
$368K 0.03%
5,375
-2,100
-28% -$148K
MTB icon
263
M&T Bank
MTB
$36.4B
$368K 0.03%
4,000
– –
SRE icon
264
Sempra
SRE
$55.9B
$368K 0.03%
6,220
– –
ICE icon
265
Intercontinental Exchange
ICE
$84.9B
$366K 0.03%
3,659
– –
WEC icon
266
WEC Energy
WEC
$34.8B
$366K 0.03%
3,780
+22
+0.6% +$2.05K
MS icon
267
Morgan Stanley
MS
$338B
$364K 0.03%
7,523
+5
+0.1% +$252
AGNC icon
268
AGNC Investment
AGNC
$12.9B
$358K 0.03%
25,726
– –
ENB icon
269
Enbridge
ENB
$113B
$358K 0.03%
12,255
-1,131
-8% -$35.6K
FUSB icon
270
First US Bancshares
FUSB
$90.6M
$354K 0.03%
53,416
– –
UBA
271
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$352K 0.03%
38,295
+841
+2% +$8.33K
CGC
272
Canopy Growth
CGC
$422M
$350K 0.03%
2,443
+165
+7% +$27.7K
MHI
273
DELISTED
Pioneer Municipal High Income Fund
MHI
$347K 0.03%
29,962
+35
+0.1% +$411
FAS icon
274
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$339K 0.03%
+10,014
New +$357K
CI icon
275
Cigna
CI
$72.4B
$336K 0.03%
1,985
-148
-7% -$26.1K
9 10
11
12 13

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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.