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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
251
Sempra
SRE
$55.5B
$485K 0.05%
6,404
-6,476
-50% -$475K
TRTN
252
DELISTED
Triton International Limited
TRTN
$484K 0.05%
12,043
-1,170
-9% -$43.3K
HAL icon
253
Halliburton
HAL
$27.8B
$479K 0.05%
19,579
-1,128
-5% -$23.8K
MGK icon
254
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$478K 0.05%
16,400
+6,000
+58% +$166K
IP icon
255
International Paper
IP
$21.8B
$471K 0.05%
10,802
+4,582
+74% +$192K
XLF icon
256
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$470K 0.05%
15,263
+539
+4% +$15.8K
FRA icon
257
BlackRock Floating Rate Income Strategies Fund
FRA
$386M
$466K 0.05%
34,700
-1,500
-4% -$19.3K
RSP icon
258
Invesco S&P 500 Equal Weight ETF
RSP
$99.2B
$465K 0.05%
4,016
-249
-6% -$27.7K
MPLX icon
259
MPLX
MPLX
$59.6B
$459K 0.04%
18,010
+109
+0.6% +$2.78K
CI icon
260
Cigna
CI
$74.5B
$457K 0.04%
2,234
-1,726
-44% -$316K
SPXX icon
261
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$345M
$454K 0.04%
27,591
-4,653
-14% -$73.9K
HYT icon
262
BlackRock Corporate High Yield Fund
HYT
$1.37B
$450K 0.04%
40,159
-4,500
-10% -$49.5K
JHB
263
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$445K 0.04%
44,500
– –
HBAN icon
264
Huntington Bancshares
HBAN
$35.6B
$444K 0.04%
29,427
+6
+0% +$88
REM icon
265
iShares Mortgage Real Estate ETF
REM
$537M
$437K 0.04%
9,807
+750
+8% +$32.5K
STX icon
266
Seagate
STX
$183B
$437K 0.04%
7,347
+2
+0% +$115
AGNC icon
267
AGNC Investment
AGNC
$12.7B
$436K 0.04%
24,649
-5,500
-18% -$93.6K
NZF icon
268
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$432K 0.04%
26,409
+297
+1% +$4.79K
CODI icon
269
Compass Diversified
CODI
$822M
$431K 0.04%
+17,350
New +$383K
ISRG icon
270
Intuitive Surgical
ISRG
$136B
$429K 0.04%
2,175
– –
MPC icon
271
Marathon Petroleum
MPC
$87.3B
$429K 0.04%
7,124
-494
-6% -$30.9K
FANG icon
272
Diamondback Energy
FANG
$54.7B
$427K 0.04%
4,600
-100
-2% -$8.3K
AEE icon
273
Ameren
AEE
$29.8B
$426K 0.04%
5,543
+1
+0% +$76
DTE icon
274
DTE Energy
DTE
$28.8B
$425K 0.04%
3,846
+1
+0% +$108
AFL icon
275
Aflac
AFL
$62.4B
$421K 0.04%
7,968
+2
+0% +$106
9 10
11
12 13

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.