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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
251
Roku
ROKU
$22.6B
$474K 0.05%
4,661
+961
+26% +$118K
RPM icon
252
RPM International
RPM
$14.7B
$474K 0.05%
6,886
+3
+0% +$199
EAD
253
Allspring Income Opportunities Fund
EAD
$379M
$472K 0.05%
57,278
+250
+0.4% +$2.05K
VLO icon
254
Valero Energy
VLO
$90.5B
$472K 0.05%
5,541
– –
VBK icon
255
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$468K 0.05%
2,570
– –
MPC icon
256
Marathon Petroleum
MPC
$88.8B
$463K 0.05%
7,618
+2
+0% +$105
AMAT icon
257
Applied Materials
AMAT
$420B
$461K 0.05%
9,234
-18,898
-67% -$912K
RSP icon
258
Invesco S&P 500 Equal Weight ETF
RSP
$99.2B
$461K 0.05%
4,265
-999
-19% -$107K
HST icon
259
Host Hotels & Resorts
HST
$15.4B
$459K 0.05%
26,532
+4,612
+21% +$78.8K
FDX icon
260
FedEx
FDX
$76.9B
$457K 0.05%
3,139
+2
+0.1% +$322
FRA icon
261
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$457K 0.05%
36,200
+9,000
+33% +$114K
RDS.B
262
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$457K 0.05%
7,628
+200
+3% +$11.9K
VOT icon
263
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$454K 0.05%
3,063
– –
PEB icon
264
Pebblebrook Hotel Trust
PEB
$1.97B
$453K 0.05%
16,289
+2,871
+21% +$78.7K
TRTN
265
DELISTED
Triton International Limited
TRTN
$447K 0.05%
13,213
– –
AEE icon
266
Ameren
AEE
$29.7B
$444K 0.05%
5,542
+1
+0% +$77
JHB
267
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$440K 0.05%
44,500
– –
DTE icon
268
DTE Energy
DTE
$28.7B
$435K 0.05%
3,845
+2
+0.1% +$221
PSX icon
269
Phillips 66
PSX
$85.3B
$426K 0.05%
4,160
+140
+3% +$14K
LQD icon
270
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$424K 0.05%
3,326
+4
+0.1% +$504
NZF icon
271
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$424K 0.05%
26,112
+1,400
+6% +$22.6K
FANG icon
272
Diamondback Energy
FANG
$55.5B
$423K 0.05%
4,700
– –
HBAN icon
273
Huntington Bancshares
HBAN
$35.4B
$420K 0.05%
29,421
+505
+2% +$6.91K
AIG icon
274
American International
AIG
$40.7B
$419K 0.05%
7,521
+204
+3% +$11.3K
OMER icon
275
Omeros
OMER
$963M
$419K 0.05%
25,680
+1,680
+7% +$28.8K
9 10
11
12 13

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TAM
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.