We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
251
Valero Energy
VLO
$90.7B
$480K 0.06%
5,661
+430
+8% +$35.5K
EL icon
252
Estee Lauder
EL
$31.5B
$477K 0.06%
2,880
-800
-22% -$117K
FANG icon
253
Diamondback Energy
FANG
$55.7B
$477K 0.06%
4,700
-100
-2% -$10.2K
PDCE
254
DELISTED
PDC Energy, Inc.
PDCE
$477K 0.06%
11,732
– –
PNC icon
255
PNC Financial Services
PNC
$100B
$476K 0.06%
3,884
– –
HCA icon
256
HCA Healthcare
HCA
$89.6B
$474K 0.06%
3,635
-100
-3% -$13.4K
ISRG icon
257
Intuitive Surgical
ISRG
$139B
$471K 0.06%
2,475
-165
-6% -$29.3K
PLD icon
258
Prologis
PLD
$132B
$468K 0.06%
6,505
+467
+8% +$31.9K
BDJ icon
259
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$467K 0.06%
54,637
-1,100
-2% -$9.29K
PSX icon
260
Phillips 66
PSX
$86B
$464K 0.06%
4,876
-2,553
-34% -$243K
XLE icon
261
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$464K 0.06%
14,028
-68
-0.5% -$2.18K
MPC icon
262
Marathon Petroleum
MPC
$90B
$462K 0.06%
7,715
+150
+2% +$9.44K
VBK icon
263
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$462K 0.06%
2,570
– –
HYT icon
264
BlackRock Corporate High Yield Fund
HYT
$1.37B
$458K 0.06%
44,659
-1,000
-2% -$10K
PCAR icon
265
PACCAR
PCAR
$69.1B
$457K 0.06%
10,050
-300
-3% -$13.1K
EAD
266
Allspring Income Opportunities Fund
EAD
$378M
$449K 0.05%
57,028
+260
+0.5% +$2.01K
HES
267
DELISTED
Hess
HES
$449K 0.05%
7,462
-650
-8% -$35.8K
CAG icon
268
Conagra Brands
CAG
$7.07B
$440K 0.05%
15,855
+1,001
+7% +$22.9K
VOT icon
269
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$438K 0.05%
3,065
– –
RDS.B
270
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$437K 0.05%
6,828
-20,800
-75% -$1.31M
JHB
271
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$435K 0.05%
44,500
-500
-1% -$4.83K
OMER icon
272
Omeros
OMER
$986M
$430K 0.05%
24,750
– –
USB icon
273
US Bancorp
USB
$100B
$428K 0.05%
8,875
– –
XHR
274
Xenia Hotels & Resorts
XHR
$1.74B
$427K 0.05%
19,494
+1,705
+10% +$32.5K
STOR
275
DELISTED
STORE Capital Corporation
STOR
$426K 0.05%
12,723
+1,127
+10% +$35.5K
9 10
11
12 13

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.