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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
251
Salesforce
CRM
$161B
$436K 0.07%
3,184
-575
-15% -$79.1K
BDJ icon
252
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$433K 0.07%
55,737
+4,500
+9% +$38.3K
LRCX icon
253
Lam Research
LRCX
$384B
$429K 0.07%
31,500
-53,000
-63% -$760K
THW
254
abrdn World Healthcare Fund
THW
$555M
$426K 0.07%
36,739
+3,251
+10% +$42.2K
FUSB icon
255
First US Bancshares
FUSB
$91.4M
$425K 0.07%
53,416
– –
HYT icon
256
BlackRock Corporate High Yield Fund
HYT
$1.37B
$424K 0.07%
45,659
-6,187
-12% -$60.9K
AMT icon
257
American Tower
AMT
$78.8B
$422K 0.07%
+2,666
New +$417K
IJR icon
258
iShares Core S&P Small-Cap ETF
IJR
$112B
$421K 0.07%
6,077
+405
+7% +$31.3K
ISRG icon
259
Intuitive Surgical
ISRG
$138B
$421K 0.07%
2,640
+48
+2% +$8.13K
EAD
260
Allspring Income Opportunities Fund
EAD
$379M
$410K 0.06%
56,768
– –
ATHN
261
DELISTED
Athenahealth, Inc.
ATHN
$407K 0.06%
3,087
– –
USB icon
262
US Bancorp
USB
$99.8B
$406K 0.06%
8,875
-111
-1% -$5.71K
RPM icon
263
RPM International
RPM
$14.7B
$404K 0.06%
6,877
+953
+16% +$58.4K
XLE icon
264
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$404K 0.06%
14,096
-3,262
-19% -$109K
JHB
265
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$401K 0.06%
45,000
+1,000
+2% +$9.39K
PCAR icon
266
PACCAR
PCAR
$68.7B
$394K 0.06%
10,350
-1,200
-10% -$47.9K
VLO icon
267
Valero Energy
VLO
$90.6B
$392K 0.06%
5,231
-11,606
-69% -$1.02M
UYG icon
268
ProShares Ultra Financials
UYG
$849M
$391K 0.06%
12,000
– –
VBK icon
269
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$387K 0.06%
2,570
– –
VBR icon
270
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$383K 0.06%
3,360
+260
+8% +$32.9K
MPA icon
271
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$377K 0.06%
30,000
-10,000
-25% -$126K
LQD icon
272
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$374K 0.06%
3,315
+6
+0.2% +$675
AFL icon
273
Aflac
AFL
$61.2B
$372K 0.06%
8,163
+2
+0% +$89
VWO icon
274
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$370K 0.06%
9,722
– –
VOT icon
275
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$367K 0.06%
3,065
– –
9 10
11
12 13

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.