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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
251
Stanley Black & Decker
SWK
$15.7B
$508K 0.07%
2,994
-5,900
-66% -$966K
MDY icon
252
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$507K 0.07%
1,468
-322
-18% -$108K
CAG icon
253
Conagra Brands
CAG
$7.23B
$504K 0.07%
13,369
-999
-7% -$35.5K
XLF icon
254
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$502K 0.07%
17,997
-7,677
-30% -$207K
APTV icon
255
Aptiv
APTV
$10.3B
$501K 0.07%
5,909
-599
-9% -$57K
COL
256
DELISTED
Rockwell Collins
COL
$496K 0.06%
3,660
– –
TWX
257
DELISTED
Time Warner Inc
TWX
$492K 0.06%
5,377
-298
-5% -$28.2K
BDJ icon
258
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$491K 0.06%
53,173
+3,326
+7% +$30.3K
ENB icon
259
Enbridge
ENB
$112B
$489K 0.06%
12,494
+112
+0.9% +$4.31K
FISV
260
Fiserv Inc
FISV
$27.9B
$485K 0.06%
7,400
– –
USB icon
261
US Bancorp
USB
$99.6B
$483K 0.06%
9,015
+1
+0% +$54
PXD
262
DELISTED
Pioneer Natural Resource Co.
PXD
$482K 0.06%
2,788
+1
+0% +$154
INTU icon
263
Intuit
INTU
$89B
$478K 0.06%
3,027
– –
EAD
264
Allspring Income Opportunities Fund
EAD
$379M
$477K 0.06%
56,768
– –
WELL icon
265
Welltower
WELL
$171B
$476K 0.06%
7,464
-400
-5% -$26.8K
MIDD icon
266
Middleby
MIDD
$6.08B
$474K 0.06%
3,509
– –
BND icon
267
Vanguard Total Bond Market
BND
$158B
$462K 0.06%
5,659
+571
+11% +$46.6K
ATHN
268
DELISTED
Athenahealth, Inc.
ATHN
$460K 0.06%
3,457
– –
STX icon
269
Seagate
STX
$184B
$455K 0.06%
10,874
+4
+0% +$153
CMG icon
270
Chipotle Mexican Grill
CMG
$41.5B
$454K 0.06%
78,500
+28,250
+56% +$169K
HYT icon
271
BlackRock Corporate High Yield Fund
HYT
$1.37B
$452K 0.06%
41,276
-11,431
-22% -$127K
ATVI
272
DELISTED
Activision Blizzard
ATVI
$451K 0.06%
7,121
-1,020
-13% -$64.5K
TGT icon
273
Target
TGT
$68B
$449K 0.06%
6,874
-472
-6% -$28.5K
VWO icon
274
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$446K 0.06%
9,714
+1,363
+16% +$60.9K
MNK
275
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$446K 0.06%
19,773
+6,188
+46% +$166K
9 10
11
12 13

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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.