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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALM icon
251
Cal-Maine
CALM
$3.99B
$590K 0.08%
15,319
-4,300
-22% -$185K
VBK icon
252
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$590K 0.08%
4,475
– –
HRL icon
253
Hormel Foods
HRL
$13.8B
$588K 0.08%
15,500
– –
DG icon
254
Dollar General
DG
$27.9B
$581K 0.08%
8,300
-22,570
-73% -$1.91M
PNR icon
255
Pentair
PNR
$11B
$581K 0.08%
13,465
– –
MDY icon
256
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$571K 0.08%
2,021
+519
+35% +$146K
DE icon
257
Deere & Co
DE
$168B
$558K 0.07%
6,543
-2,140
-25% -$175K
HBAN icon
258
Huntington Bancshares
HBAN
$35.5B
$553K 0.07%
56,105
+4,401
+9% +$41.9K
SCCO icon
259
Southern Copper
SCCO
$166B
$545K 0.07%
22,358
-1,905
-8% -$46K
LUMN icon
260
Lumen
LUMN
$6.44B
$543K 0.07%
19,796
-1,133
-5% -$33.1K
VOT icon
261
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$540K 0.07%
5,072
– –
GS icon
262
Goldman Sachs
GS
$303B
$539K 0.07%
3,339
-150
-4% -$24.4K
KMB icon
263
Kimberly-Clark
KMB
$36.5B
$520K 0.07%
4,120
-2,799
-40% -$362K
CTRE icon
264
CareTrust REIT
CTRE
$9.74B
$519K 0.07%
35,133
– –
PXD
265
DELISTED
Pioneer Natural Resource Co.
PXD
$517K 0.07%
2,786
– –
BX icon
266
Blackstone
BX
$110B
$510K 0.07%
19,960
-1,793
-8% -$47.3K
EBAY icon
267
eBay
EBAY
$49.8B
$510K 0.07%
15,502
+5,550
+56% +$168K
SPXX icon
268
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$509K 0.07%
36,955
-506
-1% -$7.02K
DAL icon
269
Delta Air Lines
DAL
$60.1B
$508K 0.07%
12,900
-4,713
-27% -$178K
ON icon
270
ON Semiconductor
ON
$31.6B
$507K 0.07%
+41,187
New +$426K
LXK
271
DELISTED
Lexmark Intl Inc
LXK
$506K 0.07%
12,652
– –
MU icon
272
Micron Technology
MU
$991B
$489K 0.07%
27,510
-2,825
-9% -$43.1K
BIB icon
273
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$485K 0.06%
10,000
– –
EXC icon
274
Exelon
EXC
$47B
$483K 0.06%
20,339
-963
-5% -$24.2K
AIG icon
275
American International
AIG
$41.3B
$480K 0.06%
+8,084
New +$462K
9 10
11
12 13

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.