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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
226
Aflac
AFL
$61B
$668K 0.05%
8,094
+750
+10% +$60.4K
ES icon
227
Eversource Energy
ES
$26.8B
$666K 0.05%
10,799
– –
DXCM icon
228
DexCom
DXCM
$33.4B
$665K 0.05%
+5,356
New +$547K
VO icon
229
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$663K 0.05%
11,400
+8
+0.1% +$427
SMCI icon
230
Super Micro Computer
SMCI
$20.2B
$662K 0.05%
23,300
+1,760
+8% +$48.8K
MPLX icon
231
MPLX
MPLX
$60.1B
$651K 0.05%
17,741
+642
+4% +$23.1K
CL icon
232
Colgate-Palmolive
CL
$73.7B
$646K 0.05%
8,109
-73
-0.9% -$5.49K
SYK icon
233
Stryker
SYK
$133B
$644K 0.05%
2,152
– –
ZBH icon
234
Zimmer Biomet
ZBH
$18.6B
$643K 0.05%
+5,287
New +$590K
USB icon
235
US Bancorp
USB
$100B
$643K 0.05%
14,866
-90
-0.6% -$3.29K
AN icon
236
AutoNation
AN
$6.92B
$641K 0.05%
4,268
-800
-16% -$110K
VIG icon
237
Vanguard Dividend Appreciation ETF
VIG
$114B
$641K 0.05%
3,759
+747
+25% +$120K
MINT icon
238
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$639K 0.05%
6,406
-333
-5% -$33.3K
MDY icon
239
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$630K 0.05%
1,241
+50
+4% +$23.2K
NOW icon
240
ServiceNow
NOW
$131B
$629K 0.05%
4,450
+1,605
+56% +$202K
AMX icon
241
America Movil
AMX
$70.1B
$628K 0.05%
33,884
– –
SCHW
242
Charles Schwab
SCHW
$187B
$627K 0.05%
9,120
+29
+0.3% +$1.68K
PSX icon
243
Phillips 66
PSX
$89B
$625K 0.05%
4,694
+259
+6% +$31K
BABA icon
244
Alibaba
BABA
$308B
$616K 0.05%
7,952
– –
QQQ icon
245
PUT
Invesco QQQ Trust
QQQ
$478B
– –
0
– –
STNG icon
246
Scorpio Tankers
STNG
$3.71B
$608K 0.05%
10,000
– –
TOWN icon
247
Towne Bank
TOWN
$3.43B
$595K 0.05%
20,000
– –
YUM icon
248
Yum! Brands
YUM
$39.4B
$592K 0.05%
4,530
+6
+0.1% +$749
JCI icon
249
Johnson Controls International
JCI
$93B
$586K 0.05%
10,163
-350
-3% -$18.4K
XLE icon
250
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$584K 0.05%
13,936
+44
+0.3% +$1.88K
8 9
10
11 12

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.