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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
226
Baxter International
BAX
$14.4B
$710K 0.05%
8,265
-191
-2% -$15.4K
PHM icon
227
Pultegroup
PHM
$24.8B
$697K 0.05%
12,200
-200
-2% -$10.3K
JCI icon
228
Johnson Controls International
JCI
$91.3B
$683K 0.05%
8,407
+4,916
+141% +$372K
WELL icon
229
Welltower
WELL
$169B
$677K 0.05%
7,894
– –
FRA icon
230
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$672K 0.05%
50,000
– –
USB icon
231
US Bancorp
USB
$100B
$670K 0.04%
11,935
+3,000
+34% +$177K
GM icon
232
General Motors
GM
$77.2B
$662K 0.04%
11,299
-51
-0.4% -$2.98K
MDY icon
233
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$661K 0.04%
1,276
+57
+5% +$29K
COP icon
234
ConocoPhillips
COP
$148B
$655K 0.04%
9,081
-781
-8% -$56.9K
YUM icon
235
Yum! Brands
YUM
$39.7B
$651K 0.04%
4,686
+5
+0.1% +$639
VO icon
236
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$642K 0.04%
10,080
+2,180
+28% +$137K
HZNP
237
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$636K 0.04%
5,896
+1,664
+39% +$182K
TOWN icon
238
Towne Bank
TOWN
$3.4B
$632K 0.04%
20,000
– –
AVXL icon
239
Anavex Life Sciences
AVXL
$314M
$626K 0.04%
36,120
+2,860
+9% +$54.3K
MGC icon
240
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$618K 0.04%
3,676
+57
+2% +$9.29K
MIDD icon
241
Middleby
MIDD
$5.89B
$618K 0.04%
3,140
– –
MTB icon
242
M&T Bank
MTB
$36.3B
$614K 0.04%
4,000
– –
MAIN icon
243
Main Street Capital
MAIN
$5.47B
$613K 0.04%
13,661
+124
+0.9% +$5.45K
HRL icon
244
Hormel Foods
HRL
$13.6B
$601K 0.04%
12,311
-50
-0.4% -$2.19K
FISV
245
Fiserv Inc
FISV
$27.8B
$600K 0.04%
5,783
-1,200
-17% -$124K
PSEC icon
246
Prospect Capital
PSEC
$1.15B
$596K 0.04%
70,928
-11,260
-14% -$94.8K
VV icon
247
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$588K 0.04%
2,663
+150
+6% +$32.2K
ADM icon
248
Archer Daniels Midland
ADM
$38.8B
$585K 0.04%
8,652
– –
KMB icon
249
Kimberly-Clark
KMB
$35.9B
$583K 0.04%
4,080
+20
+0.5% +$2.69K
TY icon
250
TRI-Continental Corp
TY
$1.91B
$580K 0.04%
17,479
+129
+0.7% +$4.44K
8 9
10
11 12

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.