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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOWN icon
226
Towne Bank
TOWN
$3.43B
$622K 0.05%
20,000
– –
TTD icon
227
Trade Desk
TTD
$6.29B
$620K 0.05%
8,820
-30
-0.3% -$2.32K
RH icon
228
RH
RH
$3.51B
$612K 0.05%
917
+33
+4% +$22.7K
OMER icon
229
Omeros
OMER
$987M
$605K 0.04%
43,830
+1,500
+4% +$22.4K
NSC icon
230
Norfolk Southern
NSC
$75.4B
$603K 0.04%
2,518
-4
-0.2% -$1.03K
FL
231
DELISTED
Foot Locker
FL
$601K 0.04%
13,173
– –
GM icon
232
General Motors
GM
$78.1B
$598K 0.04%
11,350
+398
+4% +$21.2K
AVXL icon
233
Anavex Life Sciences
AVXL
$319M
$597K 0.04%
33,260
+2,190
+7% +$43.6K
MTB icon
234
M&T Bank
MTB
$36.5B
$597K 0.04%
4,000
– –
MDY icon
235
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$586K 0.04%
1,219
-614
-33% -$302K
NLY icon
236
Annaly Capital Management
NLY
$17.3B
$586K 0.04%
17,390
+2,987
+21% +$103K
TY icon
237
TRI-Continental Corp
TY
$1.9B
$579K 0.04%
17,350
– –
FUSB icon
238
First US Bancshares
FUSB
$91.4M
$572K 0.04%
53,416
– –
SCHD icon
239
Schwab US Dividend Equity ETF
SCHD
$107B
$572K 0.04%
23,094
+4,173
+22% +$106K
YUM icon
240
Yum! Brands
YUM
$39.3B
$572K 0.04%
4,681
+1,308
+39% +$166K
EBAY icon
241
eBay
EBAY
$47.3B
$569K 0.04%
8,177
-12,700
-61% -$910K
PHM icon
242
Pultegroup
PHM
$25.1B
$569K 0.04%
12,400
– –
VCSH icon
243
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$569K 0.04%
6,910
– –
IJT icon
244
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$564K 0.04%
4,340
– –
PGX icon
245
Invesco Preferred ETF
PGX
$3.76B
$563K 0.04%
37,420
+4,666
+14% +$70.8K
AXON
246
Axon Enterprise
AXON
$49.3B
$561K 0.04%
3,201
– –
D icon
247
Dominion Energy
D
$59.8B
$560K 0.04%
7,664
-75
-1% -$5.72K
MAIN icon
248
Main Street Capital
MAIN
$5.44B
$557K 0.04%
13,537
+521
+4% +$21.7K
MGC icon
249
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$551K 0.04%
3,619
+60
+2% +$9.43K
IP icon
250
International Paper
IP
$22B
$547K 0.04%
10,316
+149
+1% +$8.29K
8 9
10
11 12

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CHP
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MW
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TAM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.