We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
226
Energy Transfer Partners
ET
$71.6B
$446K 0.04%
82,375
-5,135
-6% -$32.6K
FL
227
DELISTED
Foot Locker
FL
$443K 0.04%
13,411
– –
APD icon
228
Air Products & Chemicals
APD
$68.9B
$441K 0.04%
1,481
+50
+3% +$14.4K
FRA icon
229
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$439K 0.04%
38,200
-1,000
-3% -$11.5K
TRTN
230
DELISTED
Triton International Limited
TRTN
$439K 0.04%
10,793
– –
TTD icon
231
Trade Desk
TTD
$6.37B
$437K 0.04%
8,430
-2,490
-23% -$114K
MDY icon
232
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$436K 0.04%
1,287
+200
+18% +$68.3K
ADM icon
233
Archer Daniels Midland
ADM
$38.8B
$435K 0.04%
9,352
-1,100
-11% -$48.1K
EW icon
234
Edwards Lifesciences
EW
$54B
$433K 0.04%
5,429
-200
-4% -$15.6K
JHB
235
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$431K 0.04%
48,167
+1,667
+4% +$15.1K
IWM icon
236
iShares Russell 2000 ETF
IWM
$81.8B
$429K 0.04%
2,861
+174
+6% +$26.2K
AEE icon
237
Ameren
AEE
$29.8B
$428K 0.04%
5,415
– –
TDOC icon
238
Teladoc Health
TDOC
$1.24B
$416K 0.04%
1,899
+9
+0.5% +$1.91K
DKNG icon
239
DraftKings
DKNG
$12.6B
$415K 0.04%
+7,050
New +$274K
MGC icon
240
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$415K 0.04%
3,464
+1,000
+41% +$118K
SPXX icon
241
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$413K 0.04%
31,016
-275
-0.9% -$3.7K
CCI icon
242
Crown Castle
CCI
$31.3B
$410K 0.04%
2,463
– –
SWKS icon
243
Skyworks Solutions
SWKS
$10.3B
$409K 0.04%
2,813
+301
+12% +$41.9K
VOD icon
244
Vodafone
VOD
$36.7B
$409K 0.04%
30,504
– –
PNC icon
245
PNC Financial Services
PNC
$101B
$402K 0.04%
3,659
-75
-2% -$8.07K
KMI icon
246
Kinder Morgan
KMI
$70.1B
$401K 0.04%
32,544
+8,435
+35% +$118K
TGTX icon
247
TG Therapeutics
TGTX
$7.64B
$401K 0.04%
15,000
– –
VYM icon
248
Vanguard High Dividend Yield ETF
VYM
$83.8B
$400K 0.04%
4,947
+1,121
+29% +$91.8K
PGX icon
249
Invesco Preferred ETF
PGX
$3.76B
$399K 0.04%
27,090
+1,966
+8% +$28.8K
ITW icon
250
Illinois Tool Works
ITW
$83.5B
$398K 0.04%
2,060
– –
8 9
10
11 12

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.