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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
226
T-Mobile US
TMUS
$190B
$576K 0.06%
+7,340
New +$577K
LOW icon
227
Lowe's Companies
LOW
$125B
$569K 0.06%
4,752
-297
-6% -$34K
DE icon
228
Deere & Co
DE
$168B
$568K 0.06%
3,277
+25
+0.8% +$4.31K
VYM icon
229
Vanguard High Dividend Yield ETF
VYM
$83.5B
$566K 0.06%
6,042
– –
LUV icon
230
Southwest Airlines
LUV
$23B
$561K 0.05%
10,389
-1,300
-11% -$72.1K
TOWN icon
231
Towne Bank
TOWN
$3.42B
$556K 0.05%
20,000
– –
LRCX icon
232
Lam Research
LRCX
$390B
$552K 0.05%
18,870
-14,990
-44% -$398K
RITM icon
233
Rithm Capital
RITM
$5.69B
$549K 0.05%
34,063
-2,700
-7% -$42.4K
AEP icon
234
American Electric Power
AEP
$68.4B
$542K 0.05%
5,737
+17
+0.3% +$1.57K
BDJ icon
235
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$539K 0.05%
54,344
-293
-0.5% -$2.76K
ADM icon
236
Archer Daniels Midland
ADM
$36.9B
$536K 0.05%
11,562
-24
-0.2% -$1.02K
ED icon
237
Consolidated Edison
ED
$39.9B
$536K 0.05%
5,924
– –
FL
238
DELISTED
Foot Locker
FL
$535K 0.05%
13,727
+2
+0% +$84
TY icon
239
TRI-Continental Corp
TY
$1.9B
$535K 0.05%
18,981
-2,306
-11% -$64.1K
CAG icon
240
Conagra Brands
CAG
$7.23B
$532K 0.05%
15,533
+1
+0% +$29
PEB icon
241
Pebblebrook Hotel Trust
PEB
$2.05B
$532K 0.05%
19,852
+3,563
+22% +$93.9K
USB icon
242
US Bancorp
USB
$99.6B
$526K 0.05%
8,875
– –
NLY icon
243
Annaly Capital Management
NLY
$17.4B
$519K 0.05%
13,763
+2,891
+27% +$105K
VLO icon
244
Valero Energy
VLO
$85.9B
$519K 0.05%
5,541
– –
OLED icon
245
CALL
Universal Display
OLED
$4.19B
$515K 0.05%
+2,500
New +$472K
BMY icon
246
CALL
Bristol-Myers Squibb
BMY
$132B
$514K 0.05%
+8,000
New +$458K
NSC icon
247
Norfolk Southern
NSC
$75.1B
$511K 0.05%
2,632
-529
-17% -$99.2K
PGX icon
248
Invesco Preferred ETF
PGX
$3.78B
$506K 0.05%
33,730
+6,180
+22% +$92.3K
CGC
249
Canopy Growth
CGC
$410M
$500K 0.05%
2,371
+612
+35% +$121K
RPM icon
250
RPM International
RPM
$15B
$494K 0.05%
6,432
-454
-7% -$32.9K
8 9
10
11 12

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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.