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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
226
VF Corp
VFC
$5.81B
$589K 0.07%
+7,195
New +$561K
EXAS
227
DELISTED
Exact Sciences
EXAS
$587K 0.07%
6,775
-625
-8% -$53.2K
KRG icon
228
Kite Realty
KRG
$5.29B
$585K 0.07%
36,578
+2,016
+6% +$31.9K
CRM icon
229
Salesforce
CRM
$162B
$583K 0.07%
3,684
+500
+16% +$77.5K
AGNC icon
230
AGNC Investment
AGNC
$12.7B
$571K 0.07%
31,749
-1,314
-4% -$23.5K
WPC icon
231
W.P. Carey
WPC
$16.1B
$571K 0.07%
7,439
+396
+6% +$28.5K
GM icon
232
General Motors
GM
$77.6B
$569K 0.07%
15,348
+2,263
+17% +$86K
TJX icon
233
TJX Companies
TJX
$175B
$564K 0.07%
10,595
+75
+0.7% +$3.74K
AMT icon
234
American Tower
AMT
$79B
$563K 0.07%
2,857
+191
+7% +$33.5K
SYK icon
235
Stryker
SYK
$132B
$563K 0.07%
2,850
-1,200
-30% -$216K
KMB icon
236
Kimberly-Clark
KMB
$36B
$556K 0.07%
4,486
-3,501
-44% -$407K
SPLK
237
DELISTED
Splunk Inc
SPLK
$548K 0.07%
4,400
+100
+2% +$12.5K
LOW icon
238
Lowe's Companies
LOW
$123B
$540K 0.07%
4,934
-358
-7% -$35.7K
FUSB icon
239
First US Bancshares
FUSB
$91.4M
$534K 0.07%
53,416
– –
SPXX icon
240
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$530K 0.06%
34,225
-467
-1% -$7.07K
GS icon
241
Goldman Sachs
GS
$301B
$521K 0.06%
2,714
+14
+0.5% +$2.7K
THW
242
abrdn World Healthcare Fund
THW
$556M
$521K 0.06%
40,675
+3,936
+11% +$50.2K
TOWN icon
243
Towne Bank
TOWN
$3.39B
$520K 0.06%
21,000
– –
ADM icon
244
Archer Daniels Midland
ADM
$38.8B
$519K 0.06%
12,032
+12
+0.1% +$513
BX icon
245
Blackstone
BX
$113B
$517K 0.06%
14,784
-1,133
-7% -$37.8K
ED icon
246
Consolidated Edison
ED
$39.3B
$502K 0.06%
5,924
-2,000
-25% -$160K
VBR icon
247
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$497K 0.06%
3,860
+500
+15% +$63.6K
BKNG icon
248
Booking.com
BKNG
$159B
$494K 0.06%
7,075
+50
+0.7% +$3.57K
IJR icon
249
iShares Core S&P Small-Cap ETF
IJR
$112B
$488K 0.06%
6,327
+250
+4% +$19.2K
UYG icon
250
ProShares Ultra Financials
UYG
$848M
$481K 0.06%
12,000
– –
8 9
10
11 12

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CHP
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MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.