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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCE
226
DELISTED
PDC Energy, Inc.
PDCE
$605K 0.08%
11,732
+210
+2% +$9.94K
VOO icon
227
Vanguard S&P 500 ETF
VOO
$1.01T
$602K 0.08%
2,455
-393
-14% -$93.9K
BOND icon
228
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$599K 0.08%
5,650
– –
WM icon
229
Waste Management
WM
$91B
$597K 0.08%
6,918
-204
-3% -$16.6K
HUM icon
230
Humana
HUM
$46.2B
$578K 0.08%
2,331
+1
+0% +$247
MPA icon
231
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$574K 0.07%
40,000
– –
HRL icon
232
Hormel Foods
HRL
$13.8B
$571K 0.07%
15,700
+800
+5% +$26.9K
QLD icon
233
ProShares Ultra QQQ
QLD
$14.1B
$571K 0.07%
62,344
– –
XLNX
234
DELISTED
Xilinx Inc
XLNX
$568K 0.07%
+8,428
New +$598K
VYM icon
235
Vanguard High Dividend Yield ETF
VYM
$82.8B
$562K 0.07%
6,569
-216
-3% -$18.1K
BIB icon
236
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$561K 0.07%
10,000
-125
-1% -$7.05K
TY icon
237
TRI-Continental Corp
TY
$1.9B
$560K 0.07%
20,795
+44
+0.2% +$1.15K
ITW icon
238
Illinois Tool Works
ITW
$84.5B
$556K 0.07%
3,333
+53
+2% +$8.45K
HES
239
DELISTED
Hess
HES
$553K 0.07%
11,640
-740
-6% -$33.4K
RITM icon
240
Rithm Capital
RITM
$5.69B
$553K 0.07%
30,956
+1,706
+6% +$30K
HXL icon
241
Hexcel
HXL
$7.82B
$550K 0.07%
+8,900
New +$541K
MET icon
242
MetLife
MET
$62.1B
$549K 0.07%
10,859
-2,338
-18% -$123K
AVGO icon
243
Broadcom
AVGO
$2.04T
$541K 0.07%
21,050
-1,620
-7% -$42.1K
MPT
244
Medical Properties Trust
MPT
$2.81B
$537K 0.07%
38,957
+1,995
+5% +$27K
PNC icon
245
PNC Financial Services
PNC
$101B
$531K 0.07%
3,682
-4,000
-52% -$553K
PETX
246
DELISTED
Aratana Therapeutics, Inc.
PETX
$531K 0.07%
101,000
+30,000
+42% +$184K
BKNG icon
247
Booking.com
BKNG
$161B
$528K 0.07%
7,600
– –
XLI icon
248
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$527K 0.07%
6,962
-2,270
-25% -$165K
BIDU icon
249
Baidu
BIDU
$37.2B
$517K 0.07%
2,206
+450
+26% +$110K
UYG icon
250
ProShares Ultra Financials
UYG
$847M
$512K 0.07%
12,000
– –
8 9
10
11 12

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.