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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOR icon
226
Worthington Enterprises
WOR
$2.86B
$682K 0.09%
24,544
-2,597
-10% -$78.1K
PGEN icon
227
Precigen
PGEN
$2.59B
$681K 0.09%
34,342
-3,881
-10% -$86.6K
VO icon
228
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$681K 0.09%
19,560
– –
PII icon
229
Polaris
PII
$4.07B
$677K 0.09%
8,080
-150
-2% -$12.9K
AGG icon
230
iShares Core US Aggregate Bond ETF
AGG
$138B
$673K 0.09%
+6,204
New +$671K
WWE
231
DELISTED
World Wrestling Entertainment
WWE
$669K 0.09%
30,100
– –
RVLT
232
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$667K 0.09%
89,194
-12,400
-12% -$82K
LEN icon
233
Lennar Class A
LEN
$21.2B
$665K 0.09%
13,657
+683
+5% +$31K
FUSB icon
234
First US Bancshares
FUSB
$90.8M
$662K 0.09%
53,416
– –
DGX icon
235
Quest Diagnostics
DGX
$26.3B
$655K 0.09%
6,666
-4,500
-40% -$429K
ETW
236
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$655K 0.09%
60,050
+27,599
+85% +$295K
CMCSA icon
237
Comcast
CMCSA
$90B
$642K 0.08%
17,084
-35,400
-67% -$1.31M
HPE icon
238
Hewlett Packard
HPE
$70.5B
$641K 0.08%
46,557
-342
-0.7% -$4.6K
SAIA icon
239
Saia
SAIA
$9.72B
$639K 0.08%
14,431
-11,951
-45% -$558K
LOW icon
240
Lowe's Companies
LOW
$125B
$633K 0.08%
7,703
-66
-0.8% -$5.05K
HON icon
241
Honeywell
HON
$78B
$630K 0.08%
5,588
+502
+10% +$55.4K
VYM icon
242
Vanguard High Dividend Yield ETF
VYM
$82.8B
$628K 0.08%
8,083
-244
-3% -$18.8K
SPXX icon
243
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$627K 0.08%
42,339
-1
-0% -$15
MTB icon
244
M&T Bank
MTB
$36.2B
$619K 0.08%
4,000
– –
HCA icon
245
HCA Healthcare
HCA
$89.5B
$614K 0.08%
+6,900
New +$575K
VBK icon
246
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$611K 0.08%
4,347
-128
-3% -$17.7K
NOK icon
247
Nokia
NOK
$52.3B
$605K 0.08%
111,546
– –
MNK
248
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$605K 0.08%
13,585
+2,200
+19% +$109K
AMD icon
249
Advanced Micro Devices
AMD
$789B
$604K 0.08%
41,546
-8,507
-17% -$108K
BOND icon
250
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$601K 0.08%
5,704
+5
+0.1% +$524
8 9
10
11 12

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.