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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
226
Kroger
KR
$34.8B
$728K 0.09%
21,103
-849
-4% -$27.7K
BMI icon
227
Badger Meter
BMI
$4.03B
$702K 0.09%
19,000
– –
LH icon
228
Labcorp
LH
$25.9B
$698K 0.09%
6,325
+541
+9% +$60.1K
WHR icon
229
Whirlpool
WHR
$2.82B
$695K 0.09%
3,825
-5,285
-58% -$875K
AMX icon
230
America Movil
AMX
$71.2B
$691K 0.09%
54,948
+390
+0.7% +$4.72K
CALM icon
231
Cal-Maine
CALM
$3.99B
$690K 0.09%
15,619
+300
+2% +$11.9K
TTP
232
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$690K 0.09%
8,000
– –
PARA
233
DELISTED
Paramount Global Class B
PARA
$685K 0.09%
10,772
-7,174
-40% -$426K
PII icon
234
Polaris
PII
$4.07B
$678K 0.09%
8,230
+20
+0.2% +$1.63K
MU icon
235
Micron Technology
MU
$991B
$668K 0.08%
30,497
+2,987
+11% +$56.1K
AEP icon
236
American Electric Power
AEP
$68.4B
$666K 0.08%
10,573
-64
-0.6% -$3.95K
XLI icon
237
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$645K 0.08%
10,359
+5,445
+111% +$328K
VO icon
238
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$644K 0.08%
19,560
+500
+3% +$16.2K
SHM icon
239
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$643K 0.08%
13,423
– –
EXG icon
240
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$638K 0.08%
79,585
+8,149
+11% +$67.4K
LUMN icon
241
Lumen
LUMN
$6.44B
$636K 0.08%
26,751
+6,955
+35% +$177K
XLK icon
242
State Street Technology Select Sector SPDR ETF
XLK
$123B
$635K 0.08%
26,266
+11,432
+77% +$273K
DG icon
243
Dollar General
DG
$27.9B
$632K 0.08%
8,534
+234
+3% +$17.1K
HBAN icon
244
Huntington Bancshares
HBAN
$35.5B
$632K 0.08%
47,836
-8,269
-15% -$96.4K
HPE icon
245
Hewlett Packard
HPE
$70.5B
$631K 0.08%
+46,899
New +$627K
VYM icon
246
Vanguard High Dividend Yield ETF
VYM
$83.5B
$631K 0.08%
8,327
+23
+0.3% +$1.69K
MTB icon
247
M&T Bank
MTB
$36.2B
$626K 0.08%
4,000
– –
STLD icon
248
Steel Dynamics
STLD
$37.6B
$626K 0.08%
+17,591
New +$554K
EXC icon
249
Exelon
EXC
$47B
$619K 0.08%
24,465
+4,126
+20% +$97.8K
SCCO icon
250
Southern Copper
SCCO
$166B
$619K 0.08%
20,902
-1,456
-7% -$41K
8 9
10
11 12

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CHP
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MW
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TAM
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SIA
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.