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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
226
Vanguard S&P 500 ETF
VOO
$1.03T
$653K 0.09%
3,288
+1,006
+44% +$200K
KR icon
227
Kroger
KR
$34.8B
$652K 0.09%
21,952
+4,927
+29% +$164K
NOK icon
228
Nokia
NOK
$52.3B
$645K 0.09%
111,431
-2,800
-2% -$15.9K
WWE
229
DELISTED
World Wrestling Entertainment
WWE
$641K 0.09%
30,100
– –
RVLT
230
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$641K 0.09%
101,594
-37,500
-27% -$248K
BMI icon
231
Badger Meter
BMI
$4.03B
$637K 0.09%
19,000
– –
PII icon
232
Polaris
PII
$4.07B
$636K 0.08%
8,210
+150
+2% +$13K
PFF icon
233
iShares Preferred and Income Securities ETF
PFF
$13.2B
$635K 0.08%
16,085
-1,230
-7% -$49.1K
EEP
234
DELISTED
Enbridge Energy Partners
EEP
$632K 0.08%
24,869
+8,012
+48% +$193K
O icon
235
Realty Income
O
$59.1B
$631K 0.08%
9,722
-2,152
-18% -$142K
PEI
236
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$626K 0.08%
1,813
– –
MPLX icon
237
MPLX
MPLX
$59.7B
– –
0
– –
AMX icon
238
America Movil
AMX
$71.2B
$624K 0.08%
54,558
– –
EXG icon
239
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$620K 0.08%
71,436
-3,257
-4% -$28.6K
HYG icon
240
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$620K 0.08%
7,100
-1,931
-21% -$166K
VO icon
241
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$617K 0.08%
19,060
+860
+5% +$27.6K
TWTR
242
DELISTED
Twitter, Inc.
TWTR
$617K 0.08%
26,750
-4,435
-14% -$83.5K
FFIV icon
243
F5
FFIV
$22.7B
$612K 0.08%
4,910
+580
+13% +$70.4K
CRZO
244
DELISTED
Carrizo Oil & Gas Inc
CRZO
$611K 0.08%
15,061
-9,491
-39% -$340K
BOND icon
245
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$610K 0.08%
5,650
– –
COST icon
246
Costco
COST
$420B
$604K 0.08%
3,962
-84
-2% -$13.6K
VYM icon
247
Vanguard High Dividend Yield ETF
VYM
$83.5B
$599K 0.08%
8,304
-884
-10% -$64.2K
RDS.A
248
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$599K 0.08%
12,392
-1,588
-11% -$77.6K
VIG icon
249
Vanguard Dividend Appreciation ETF
VIG
$114B
$598K 0.08%
7,126
+796
+13% +$67.5K
RAI
250
DELISTED
Reynolds American Inc
RAI
$597K 0.08%
12,656
-5,167
-29% -$259K
8 9
10
11 12

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.