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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
251
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$0 ﹤0.01%
2
-323,202
-100% -$14.3M
EMLP icon
252
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
– –
-62
Closed -$2K
EPD icon
253
Enterprise Products Partners
EPD
$81.6B
– –
-14,752
Closed -$577K
EPP icon
254
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$0 ﹤0.01%
1
-89,806
-100% -$4.49M
EWA icon
255
iShares MSCI Australia ETF
EWA
$1.44B
– –
-828
Closed -$22K
EWC icon
256
iShares MSCI Canada ETF
EWC
$6.27B
$0 ﹤0.01%
1
-152,053
-100% -$4.9M
EWJ icon
257
iShares MSCI Japan ETF
EWJ
$22.5B
– –
-94,682
Closed -$4.56M
EWZ icon
258
iShares MSCI Brazil ETF
EWZ
$9.14B
– –
-948
Closed -$46.9K
FCOM icon
259
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
– –
-3,042
Closed -$81K
FDIS icon
260
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-2,374
Closed -$64.8K
FENY icon
261
Fidelity MSCI Energy Index ETF
FENY
$1.93B
– –
-982
Closed -$27.6K
FHLC icon
262
Fidelity MSCI Health Care Index ETF
FHLC
$3.32B
– –
-1,588
Closed -$47.5K
FIDU icon
263
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
– –
-963
Closed -$26.8K
FJP icon
264
First Trust Japan AlphaDEX Fund
FJP
$262M
– –
-5,267
Closed -$252K
FMAT icon
265
Fidelity MSCI Materials Index ETF
FMAT
$607M
– –
-1,624
Closed -$46.1K
FNCL icon
266
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
– –
-2,374
Closed -$64.7K
FSTA icon
267
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-334
Closed -$9.09K
FTEC icon
268
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
– –
-2,856
Closed -$85.5K
FUTY icon
269
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
– –
-327
Closed -$9K
FXG icon
270
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
– –
-32,690
Closed -$1.28M
FXL icon
271
First Trust Technology AlphaDEX Fund
FXL
$2.71B
– –
-40,258
Closed -$1.32M
FXO icon
272
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-58,355
Closed -$1.3M
FXU icon
273
First Trust Utilities AlphaDEX Fund
FXU
$821M
– –
-56,539
Closed -$1.35M
FXZ icon
274
First Trust Materials AlphaDEX Fund
FXZ
$392M
– –
-38,023
Closed -$1.27M
GVI icon
275
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-34
Closed -$4K
9 10
11
12 13

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NCM
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.