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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
AUM
$164M
AUM Growth
-$10.3M
Cap. Flow
-$11.4M
Cap. Flow %
-6.95%
Top 10 Hldgs %
53.26%
Holding
304
New
44
Increased
33
Reduced
93
Closed
41
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MINT icon
1
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$18.6M 11.31%
183,089
+180,748
+7,721% +$18.3M
FVD icon
2
First Trust Value Line Dividend Fund
FVD
$8.2B
$18.2M 11.09%
648,462
-79,498
-11% -$2.16M
ITOT icon
3
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$9.87M 6.02%
192,458
-80,948
-30% -$4.05M
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$109B
$6.54M 3.99%
+95,084
New +$6.13M
FXO icon
5
First Trust Financials AlphaDEX Fund
FXO
$1.11B
$6.29M 3.84%
+232,797
New +$5.94M
FXZ icon
6
First Trust Materials AlphaDEX Fund
FXZ
$364M
$6.22M 3.79%
173,632
-213,081
-55% -$7.44M
FXR icon
7
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$6.19M 3.78%
+188,284
New +$5.9M
FXL icon
8
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$6.08M 3.71%
+160,503
New +$5.95M
IXUS icon
9
iShares Core MSCI Total International Stock ETF
IXUS
$57.2B
$5.76M 3.52%
+114,158
New +$5.8M
TOTL icon
10
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.14B
$3.64M 2.22%
75,188
+54,279
+260% +$2.67M
FXN icon
11
First Trust Energy AlphaDEX Fund
FXN
$387M
$3.34M 2.04%
+202,508
New +$3.18M
PDBC icon
12
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.63B
$2.71M 1.66%
+157,106
New +$2.75M
EWC icon
13
iShares MSCI Canada ETF
EWC
$6.01B
$2.64M 1.61%
+100,988
New +$2.61M
EWJ icon
14
iShares MSCI Japan ETF
EWJ
$21.6B
$2.63M 1.6%
53,729
+52,971
+6,988% +$2.64M
RFDI icon
15
First Trust RiverFront Dynamic Developed International ETF
RFDI
$160M
$2.19M 1.34%
+41,762
New +$2.16M
RDS.B
16
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.06M 1.25%
35,451
+18,720
+112% +$1.02M
HD icon
17
Home Depot
HD
$332B
$1.87M 1.14%
14,052
+8,539
+155% +$1.1M
RSP icon
18
Invesco S&P 500 Equal Weight ETF
RSP
$95.6B
$1.82M 1.11%
+21,024
New +$1.78M
CVX icon
19
Chevron
CVX
$378B
$1.81M 1.1%
15,348
+7,424
+94% +$808K
KHC icon
20
Kraft Heinz
KHC
$30.9B
$1.76M 1.07%
20,175
+19,858
+6,264% +$1.7M
LVHB
21
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$1.75M 1.06%
+61,347
New +$1.68M
FLN icon
22
First Trust Latin America AlphaDEX Fund
FLN
$37.1M
$1.35M 0.83%
+72,763
New +$1.36M
NEA icon
23
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.43B
$1.35M 0.83%
101,467
-1,893
-2% -$25.6K
SHY icon
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.35M 0.82%
16,003
+15,856
+10,786% +$1.34M
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1.33M 0.81%
+31,430
New +$1.38M

Similar funds

Shamrock Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Shamrock Asset Management held 304 positions worth $164M, down 5.9% from $174M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Shamrock Asset Management withdrew a net $11.4M in Q4 2016, closing 41 positions and reducing 93 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4.4% of assets, up from 2.5% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Shamrock Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $6.54M.

  • Shamrock Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 95,084 shares worth $6.54M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2016, an estimated $18.3M increase.
  • Shamrock Asset Management's biggest Q4 2016 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $14.9M.
  • Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q4 2016, selling an estimated $12.6M.
  • Shamrock Asset Management's ten largest holdings make up 53% of its $164M portfolio in Q4 2016.
  • Shamrock Asset Management opened 44 new positions and closed 41 in Q4 2016.
  • Shamrock Asset Management's portfolio value fell 5.9% quarter-over-quarter to $164M.

Based on Shamrock Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.