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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
1
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$19.3M 10.86%
434,921
-101,958
-19% -$4.45M
FTC icon
2
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$18.7M 10.52%
388,485
-104,019
-21% -$5.02M
FXD icon
3
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$18M 10.09%
526,562
-129,325
-20% -$4.54M
FXO icon
4
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$17.9M 10.06%
+772,323
New +$18.2M
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$15.7M 8.81%
155,901
-24,308
-13% -$2.45M
FRI icon
6
First Trust S&P REIT Index Fund
FRI
$195M
$4.48M 2.52%
202,700
-12,499
-6% -$273K
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.29M 2.41%
50,809
+4,063
+9% +$344K
NVS icon
8
Novartis
NVS
$295B
$1.76M 0.99%
22,889
-1,027
-4% -$81.6K
GE icon
9
GE Aerospace
GE
$367B
$1.74M 0.98%
11,659
-442
-4% -$62.8K
SBUX icon
10
Starbucks
SBUX
$118B
$1.69M 0.95%
28,189
-1,476
-5% -$89.9K
MCD icon
11
McDonald's
MCD
$188B
$1.66M 0.93%
14,050
-699
-5% -$78.2K
HD icon
12
Home Depot
HD
$332B
$1.55M 0.87%
11,804
-590
-5% -$75.1K
NVO
13
Novo Nordisk
NVO
$216B
$1.55M 0.87%
53,306
-2,826
-5% -$78.2K
ACN icon
14
Accenture
ACN
$89.9B
$1.53M 0.86%
14,644
-739
-5% -$78K
JPM icon
15
JPMorgan Chase
JPM
$939B
$1.5M 0.84%
22,808
-1,079
-5% -$70.3K
JNJ icon
16
Johnson & Johnson
JNJ
$635B
$1.49M 0.84%
14,580
-654
-4% -$65.8K
PAYX icon
17
Paychex
PAYX
$40.4B
$1.4M 0.79%
26,586
-1,384
-5% -$72.3K
PNC icon
18
PNC Financial Services
PNC
$100B
$1.39M 0.78%
14,603
-705
-5% -$65.5K
PEP icon
19
PepsiCo
PEP
$186B
$1.38M 0.77%
13,807
-683
-5% -$68.1K
AMGN icon
20
Amgen
AMGN
$203B
$1.35M 0.76%
8,328
-405
-5% -$63.7K
WFC icon
21
Wells Fargo
WFC
$261B
$1.34M 0.75%
24,780
-1,170
-5% -$63.5K
UN
22
DELISTED
Unilever NV New York Registry Shares
UN
$1.34M 0.75%
30,876
-1,503
-5% -$65.9K
PG icon
23
Procter & Gamble
PG
$343B
$1.29M 0.72%
16,227
-752
-4% -$57.5K
HON icon
24
Honeywell
HON
$77.1B
$1.28M 0.72%
13,789
-696
-5% -$63.8K
USB icon
25
US Bancorp
USB
$99.6B
$1.26M 0.71%
29,701
-1,439
-5% -$61.5K
1
2 3 4 5

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.