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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$161M
AUM Growth
-$3.11M
Cap. Flow
-$8.72M
Cap. Flow %
-5.42%
Top 10 Hldgs %
55.23%
Holding
303
New
40
Increased
40
Reduced
104
Closed
27

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.5M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.88M
3
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$6.65M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$5.05M
5
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$2.56M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$18.2M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$9.16M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$3.17M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$2.67M
5
EWC icon
iShares MSCI Canada ETF
EWC
+$2.66M

Sector Composition

Rank Sector Weight
1 Energy 3.89%
2 Technology 3.25%
3 Healthcare 3.19%
4 Industrials 3.12%
5 Consumer Discretionary 2.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
1
iShares Core S&P Total US Stock Market ETF
ITOT
$94.1B
$26.1M 16.24%
483,358
+290,900
+151% +$15.5M
IXUS icon
2
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$11.4M 7.11%
209,000
+94,842
+83% +$5.05M
MINT icon
3
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9.44M 5.87%
92,826
-90,263
-49% -$9.16M
LVHB
4
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$8.52M 5.3%
287,090
+225,743
+368% +$6.65M
FEX icon
5
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$6.99M 4.35%
+135,407
New +$6.88M
FXL icon
6
First Trust Technology AlphaDEX Fund
FXL
$2.52B
$6.13M 3.81%
145,790
-14,713
-9% -$596K
FXR icon
7
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$724M
$5.76M 3.58%
167,737
-20,547
-11% -$701K
FXO icon
8
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$5.74M 3.57%
207,109
-25,688
-11% -$714K
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$110B
$4.47M 2.78%
64,619
-30,465
-32% -$2.1M
FXZ icon
10
First Trust Materials AlphaDEX Fund
FXZ
$365M
$4.24M 2.64%
111,996
-61,636
-35% -$2.32M
TOTL icon
11
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.14B
$3.24M 2.01%
66,274
-8,914
-12% -$434K
FEP icon
12
First Trust Europe AlphaDEX Fund
FEP
$510M
$2.65M 1.65%
+83,095
New +$2.56M
RFDI icon
13
First Trust RiverFront Dynamic Developed International ETF
RFDI
$160M
$2.2M 1.37%
38,982
-2,780
-7% -$152K
FTSL icon
14
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.91M 1.19%
39,449
+26,635
+208% +$1.29M
HD icon
15
Home Depot
HD
$333B
$1.82M 1.13%
12,502
-1,550
-11% -$220K
RDS.B
16
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.82M 1.13%
32,517
-2,934
-8% -$166K
RSP icon
17
Invesco S&P 500 Equal Weight ETF
RSP
$95.9B
$1.8M 1.12%
19,851
-1,173
-6% -$105K
HYLS icon
18
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$1.76M 1.1%
36,120
+22,426
+164% +$1.09M
CVX icon
19
Chevron
CVX
$377B
$1.52M 0.95%
14,176
-1,172
-8% -$131K
MSFT icon
20
Microsoft
MSFT
$2.96T
$1.5M 0.94%
22,845
+17,197
+304% +$1.1M
NEA icon
21
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.43B
$1.35M 0.84%
100,853
-614
-0.6% -$8.16K
FPA icon
22
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$1.24M 0.77%
+39,700
New +$1.18M
FNI
23
DELISTED
First Trust Chindia ETF
FNI
$1.23M 0.77%
+38,887
New +$1.18M
FLN icon
24
First Trust Latin America AlphaDEX Fund
FLN
$37.3M
$1.23M 0.76%
58,784
-13,979
-19% -$291K
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$1.21M 0.75%
25,387
-6,043
-19% -$278K
1
2 3 4 5

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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Shamrock Asset Management's Q1 2017 Portfolio in Review

As of Q1 2017, Shamrock Asset Management held 303 positions worth $161M, down 1.9% from $164M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $8.72M in Q1 2017, closing 27 positions and reducing 104 holdings. Its most notable exit was First Trust Value Line Dividend Fund, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, down from 4.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Core AlphaDEX Fund worth $6.99M.

  • Shamrock Asset Management's largest Q1 2017 buy was First Trust Large Cap Core AlphaDEX Fund: 135,407 shares worth $6.99M.
  • Shamrock Asset Management added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $15.5M increase.
  • Shamrock Asset Management's biggest Q1 2017 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $9.16M.
  • Shamrock Asset Management fully exited First Trust Value Line Dividend Fund in Q1 2017, selling an estimated $18.2M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $161M portfolio in Q1 2017.
  • Shamrock Asset Management opened 40 new positions and closed 27 in Q1 2017.
  • Shamrock Asset Management's portfolio value fell 1.9% quarter-over-quarter to $161M.

Based on Shamrock Asset Management's 13F filing for Q1 2017, filed 26 May 2017.