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SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
(-17%)
Cap. Flow
-$47.8M
Cap. Flow
% of AUM
-17.91%
Top 10 Holdings %
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$31M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$29.2M |
| 3 |
First Trust Large Cap Growth AlphaDEX Fund
FTC
|
+$28.5M |
| 4 |
First Trust Energy AlphaDEX Fund
FXN
|
+$26.2M |
| 5 |
First Trust S&P REIT Index Fund
FRI
|
+$9.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$16.8M |
| 2 |
iShares US Utilities ETF
IDU
|
+$16.7M |
| 3 |
iShares US Healthcare ETF
IYH
|
+$16.6M |
| 4 |
iShares US Technology ETF
IYW
|
+$16.4M |
| 5 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$16.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.13% |
| 2 | Financials | 4.18% |
| 3 | Healthcare | 4.04% |
| 4 | Consumer Discretionary | 3.65% |
| 5 | Technology | 3.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $32.9M | 12.35% |
590,231
+565,595
| +2,296% | +$31M |
|
|
2
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
| $29.6M | 11.09% |
1,007,147
+965,098
| +2,295% | +$29.2M |
|
|
3
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $28.2M | 10.58% |
+648,203
| New | +$28.5M |
|
|
4
First Trust Energy AlphaDEX Fund
FXN
$398M
| $25.3M | 9.48% |
977,316
+931,834
| +2,049% | +$26.2M |
|
|
5
First Trust S&P REIT Index Fund
FRI
$195M
| $9.23M | 3.46% |
+469,313
| New | +$9.66M |
|
6
iShares MSCI Israel ETF
EIS
$879M
| $4.55M | 1.71% |
+89,438
| New | +$4.6M |
|
|
FCAN
7
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
| $4.52M | 1.7% |
126,229
+119,447
| +1,761% | +$4.53M |
|
8
iShares MSCI Ireland ETF
EIRL
$74.9M
| $4.5M | 1.69% |
+130,501
| New | +$4.58M |
|
|
FHK
9
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
| $4.47M | 1.68% |
+118,363
| New | +$4.69M |
|
|
FTW
10
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
| $4.43M | 1.66% |
+125,798
| New | +$4.78M |
|
11
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $4.02M | 1.51% |
+34,594
| New | +$3.98M |
|
12
iShares MSCI Spain ETF
EWP
$1.98B
| $3.62M | 1.36% |
+92,952
| New | +$3.78M |
|
13
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $3.24M | 1.22% |
29,416
+19,437
| +195% | +$2.14M |
|
14
Johnson & Johnson
JNJ
$635B
| $3.13M | 1.17% |
29,386
-1,193
| -4% | -$124K |
|
15
Novartis
NVS
$295B
| $3.08M | 1.15% |
36,502
-2,123
| -5% | -$172K |
|
16
Microchip Technology
MCHP
$42.8B
| $2.98M | 1.12% |
126,282
-1,512
| -1% | -$36.1K |
|
17
JPMorgan Chase
JPM
$939B
| $2.96M | 1.11% |
49,262
-1,764
| -3% | -$103K |
|
18
Chevron
CVX
$388B
| $2.87M | 1.07% |
24,011
-580
| -2% | -$74K |
|
19
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.86M | 1.07% |
37,207
-755
| -2% | -$58.5K |
|
|
RDS.B
20
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $2.86M | 1.07% |
36,134
-1,837
| -5% | -$155K |
|
21
Paychex
PAYX
$40.4B
| $2.81M | 1.05% |
63,580
+1,190
| +2% | +$50K |
|
22
GE Aerospace
GE
$367B
| $2.76M | 1.03% |
22,459
+55
| +0.2% | +$6.85K |
|
23
McDonald's
MCD
$188B
| $2.71M | 1.02% |
28,568
-168
| -0.6% | -$16K |
|
24
Packaging Corp of America
PKG
$22.7B
| $2.69M | 1.01% |
42,219
-578
| -1% | -$38.8K |
|
25
United Parcel Service
UPS
$97.6B
| $2.69M | 1.01% |
27,360
+408
| +2% | +$40.5K |
|
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Shamrock Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.
Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.
By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.
- Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
- Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
- Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
- Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
- Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
- Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
- Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.
Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.