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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-6.24%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$26.7M
Cap. Flow
-$12.9M
Cap. Flow %
-6.84%
Top 10 Hldgs %
63.73%
Holding
314
New
34
Increased
37
Reduced
80
Closed
53

Top Buys

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$23.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.97M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.96M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$1.83M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.42M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$21.9M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$3.69M
3
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$3.47M
4
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.31M
5
EDEN icon
iShares MSCI Denmark ETF
EDEN
+$3.31M

Sector Composition

Rank Sector Weight
1 Healthcare 5.4%
2 Technology 4.21%
3 Financials 4.04%
4 Energy 4.04%
5 Industrials 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
1
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
$22.5M 11.92%
+536,879
New +$23.7M
FTC icon
2
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.52B
$22.5M 11.91%
492,504
+37,818
+8% +$1.83M
FXD icon
3
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
$22.5M 11.9%
655,887
+54,509
+9% +$1.96M
FXH icon
4
First Trust Health Care AlphaDEX Fund
FXH
$994M
$21.1M 11.16%
361,954
+8,033
+2% +$533K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$18.2M 9.62%
180,209
+39,291
+28% +$3.97M
FRI icon
6
First Trust S&P REIT Index Fund
FRI
$191M
$4.49M 2.38%
215,199
-4,921
-2% -$104K
SHY icon
7
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$3.97M 2.1%
46,746
+1,076
+2% +$91.3K
NVS icon
8
Novartis
NVS
$293B
$1.97M 1.04%
23,916
-1,568
-6% -$140K
SBUX icon
9
Starbucks
SBUX
$120B
$1.69M 0.89%
29,665
-2,014
-6% -$113K
NVO
10
Novo Nordisk
NVO
$223B
$1.52M 0.81%
56,132
-3,924
-7% -$111K
ACN icon
11
Accenture
ACN
$87.9B
$1.51M 0.8%
15,383
-931
-6% -$92.4K
GE icon
12
GE Aerospace
GE
$364B
$1.46M 0.77%
12,101
-749
-6% -$91.8K
JPM icon
13
JPMorgan Chase
JPM
$907B
$1.45M 0.77%
23,887
-1,523
-6% -$99.8K
MCD icon
14
McDonald's
MCD
$190B
$1.45M 0.77%
14,749
-975
-6% -$95K
HD icon
15
Home Depot
HD
$338B
$1.42M 0.75%
12,394
-844
-6% -$97.6K
JNJ icon
16
Johnson & Johnson
JNJ
$609B
$1.42M 0.75%
15,234
-815
-5% -$78.8K
UPS icon
17
United Parcel Service
UPS
$100B
$1.42M 0.75%
14,390
-814
-5% -$80.4K
PEP icon
18
PepsiCo
PEP
$187B
$1.36M 0.72%
14,490
-941
-6% -$89.5K
PNC icon
19
PNC Financial Services
PNC
$101B
$1.36M 0.72%
15,308
-1,023
-6% -$96.2K
PAYX icon
20
Paychex
PAYX
$40.7B
$1.33M 0.7%
27,970
-1,951
-7% -$91K
WFC icon
21
Wells Fargo
WFC
$265B
$1.33M 0.7%
25,950
-1,733
-6% -$95.3K
BIP icon
22
Brookfield Infrastructure Partners
BIP
$18.1B
$1.32M 0.7%
90,743
+73,909
+439% +$1.19M
UN
23
DELISTED
Unilever NV New York Registry Shares
UN
$1.3M 0.69%
32,379
-2,159
-6% -$90.9K
DEO icon
24
Diageo
DEO
$46.7B
$1.29M 0.68%
11,981
-775
-6% -$86.1K
FV icon
25
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$1.29M 0.68%
+58,841
New +$1.42M
1
2 3 4 5

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Shamrock Asset Management held 314 positions worth $189M, down 12% from $216M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Shamrock Asset Management withdrew a net $12.9M in Q3 2015, closing 53 positions and reducing 80 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $21.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Consumer Staples AlphaDEX Fund worth $22.5M.

  • Shamrock Asset Management's largest Q3 2015 buy was First Trust Consumer Staples AlphaDEX Fund: 536,879 shares worth $22.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015, an estimated $3.97M increase.
  • Shamrock Asset Management's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.85M.
  • Shamrock Asset Management fully exited First Trust Technology AlphaDEX Fund in Q3 2015, selling an estimated $21.9M.
  • Shamrock Asset Management's ten largest holdings make up 64% of its $189M portfolio in Q3 2015.
  • Shamrock Asset Management opened 34 new positions and closed 53 in Q3 2015.
  • Shamrock Asset Management's portfolio value fell 12% quarter-over-quarter to $189M.

Based on Shamrock Asset Management's 13F filing for Q3 2015, filed 4 Nov 2015.