We are live on ! Find out more
SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$6.18M
Cap. Flow
-$11.3M
Cap. Flow %
-7.17%
Top 10 Hldgs %
49.47%
Holding
299
New
18
Increased
28
Reduced
61
Closed
38

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$20.2M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$2.35M
3
ALB icon
Albemarle
ALB
+$556K
4
F icon
Ford
F
+$541K
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$335K

Top Sells

Rank Stock Value
1
LVHB
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
+$7.05M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.43M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$5.34M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$4.58M
5
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 5.12%
2 Energy 4.63%
3 Healthcare 3.77%
4 Financials 3.55%
5 Consumer Discretionary 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$20.8M 13.16%
346,896
+337,211
+3,482% +$20.2M
IXUS icon
2
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$10.3M 6.5%
170,614
-11,586
-6% -$698K
ITOT icon
3
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$9.77M 6.18%
146,679
-98,195
-40% -$6.43M
FEX icon
4
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$7.03M 4.44%
112,598
-485
-0.4% -$29.9K
IAU icon
5
iShares Gold Trust
IAU
$63B
$6.01M 3.8%
262,961
-20,846
-7% -$484K
FXH icon
6
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$5.22M 3.3%
61,453
-5,992
-9% -$478K
FXN icon
7
First Trust Energy AlphaDEX Fund
FXN
$398M
$4.95M 3.13%
282,797
-25,253
-8% -$427K
IEMG icon
8
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.94M 3.12%
95,437
-13,576
-12% -$708K
PDBC icon
9
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$4.78M 3.02%
254,835
-22,553
-8% -$405K
FXO icon
10
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$4.46M 2.82%
139,532
-13,475
-9% -$435K
MSFT icon
11
Microsoft
MSFT
$2.84T
$2.96M 1.87%
25,897
-831
-3% -$90.1K
FYC icon
12
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$2.64M 1.67%
50,433
-4,515
-8% -$230K
EWJ icon
13
iShares MSCI Japan ETF
EWJ
$21.7B
$2.47M 1.56%
41,051
-3,024
-7% -$176K
MDYG icon
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$2.47M 1.56%
44,130
-4,174
-9% -$233K
EWC icon
15
iShares MSCI Canada ETF
EWC
$6.04B
$2.44M 1.54%
84,839
-6,233
-7% -$180K
MCHI icon
16
iShares MSCI China ETF
MCHI
$6.04B
$2.29M 1.45%
+38,231
New +$2.35M
HD icon
17
Home Depot
HD
$332B
$2.23M 1.41%
10,771
-23
-0.2% -$4.63K
RDS.B
18
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.07M 1.31%
29,219
+4
+0% +$277
EMB icon
19
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.72M 1.09%
15,979
-417
-3% -$44.8K
RFDI icon
20
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.66M 1.05%
26,876
-7,745
-22% -$477K
CVX icon
21
Chevron
CVX
$388B
$1.58M 1%
12,907
– –
COP icon
22
ConocoPhillips
COP
$147B
$1.53M 0.97%
19,728
– –
LHX icon
23
L3Harris
LHX
$55.9B
$1.47M 0.93%
8,684
– –
NLY icon
24
Annaly Capital Management
NLY
$16.9B
$1.41M 0.89%
34,343
-2,350
-6% -$98.5K
DD icon
25
DuPont de Nemours
DD
$18.6B
$1.4M 0.88%
8,599
-118
-1% -$20.3K
1
2 3 4 5

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Shamrock Asset Management held 299 positions worth $158M, down 3.8% from $164M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Shamrock Asset Management withdrew a net $11.3M in Q3 2018, closing 38 positions and reducing 61 holdings. Its most notable exit was Innovator Lunt Low Vol/High Beta Tactical ETF, an estimated $7.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 4.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares MSCI China ETF worth $2.29M.

  • Shamrock Asset Management's largest Q3 2018 buy was iShares MSCI China ETF: 38,231 shares worth $2.29M.
  • Shamrock Asset Management added most to First Trust Enhanced Short Maturity ETF in Q3 2018, an estimated $20.2M increase.
  • Shamrock Asset Management's biggest Q3 2018 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.43M.
  • Shamrock Asset Management fully exited Innovator Lunt Low Vol/High Beta Tactical ETF in Q3 2018, selling an estimated $7.05M.
  • Shamrock Asset Management's ten largest holdings make up 49% of its $158M portfolio in Q3 2018.
  • Shamrock Asset Management opened 18 new positions and closed 38 in Q3 2018.
  • Shamrock Asset Management's portfolio value fell 3.8% quarter-over-quarter to $158M.

Based on Shamrock Asset Management's 13F filing for Q3 2018, filed 23 Oct 2018.