We are live on
!
Find out more
SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
+3.78%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$249M
AUM Growth
-$17.4M
(-6.5%)
Cap. Flow
-$25.2M
Cap. Flow
% of AUM
-10.1%
Top 10 Holdings %
Top 10 Hldgs %
58.64%
Holding
297
New
33
Increased
16
Reduced
122
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Technology AlphaDEX Fund
FXL
|
+$23.2M |
| 2 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$23M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$20.7M |
| 4 |
iShares MSCI Indonesia ETF
EIDO
|
+$3.69M |
| 5 |
iShares MSCI Philippines ETF
EPHE
|
+$3.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$29.6M |
| 2 |
First Trust Energy AlphaDEX Fund
FXN
|
+$25.3M |
| 3 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$5.77M |
| 4 |
First Trust S&P REIT Index Fund
FRI
|
+$4.97M |
| 5 |
First Trust Large Cap Growth AlphaDEX Fund
FTC
|
+$4.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.7% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 3.4% |
| 4 | Consumer Discretionary | 3.26% |
| 5 | Technology | 3.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $29.6M | 11.89% |
491,298
-98,933
| -17% | -$5.77M |
|
|
2
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $25.1M | 10.08% |
540,543
-107,660
| -17% | -$4.83M |
|
|
3
First Trust Technology AlphaDEX Fund
FXL
$2.47B
| $24.4M | 9.77% |
+705,833
| New | +$23.2M |
|
|
4
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $24M | 9.62% |
+963,267
| New | +$23M |
|
|
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $23.3M | 9.35% |
230,604
+204,780
| +793% | +$20.7M |
|
|
6
First Trust S&P REIT Index Fund
FRI
$195M
| $5.3M | 2.13% |
238,006
-231,307
| -49% | -$4.97M |
|
|
7
iShares MSCI Indonesia ETF
EIDO
$476M
| $3.75M | 1.51% |
+136,731
| New | +$3.69M |
|
|
FTW
8
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
| $3.69M | 1.48% |
101,452
-24,346
| -19% | -$864K |
|
|
9
iShares MSCI Philippines ETF
EPHE
$127M
| $3.67M | 1.47% |
+95,964
| New | +$3.65M |
|
10
iShares MSCI Israel ETF
EIS
$879M
| $3.37M | 1.35% |
71,930
-17,508
| -20% | -$851K |
|
|
FCAN
11
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
| $3.19M | 1.28% |
101,383
-24,846
| -20% | -$824K |
|
12
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.92M | 1.17% |
35,942
-1,265
| -3% | -$100K |
|
13
JPMorgan Chase
JPM
$939B
| $2.87M | 1.15% |
45,881
-3,381
| -7% | -$203K |
|
14
Johnson & Johnson
JNJ
$635B
| $2.85M | 1.14% |
27,310
-2,076
| -7% | -$219K |
|
15
Novartis
NVS
$295B
| $2.84M | 1.14% |
34,212
-2,290
| -6% | -$190K |
|
16
United Parcel Service
UPS
$97.6B
| $2.83M | 1.14% |
25,525
-1,835
| -7% | -$194K |
|
17
Paychex
PAYX
$40.4B
| $2.71M | 1.09% |
58,860
-4,720
| -7% | -$218K |
|
18
Microchip Technology
MCHP
$42.8B
| $2.65M | 1.06% |
117,508
-8,774
| -7% | -$191K |
|
19
Chevron
CVX
$388B
| $2.53M | 1.02% |
22,583
-1,428
| -6% | -$162K |
|
20
GE Aerospace
GE
$367B
| $2.53M | 1.01% |
20,879
-1,580
| -7% | -$194K |
|
21
iShares Biotechnology ETF
IBB
$9.31B
| $2.48M | 0.99% |
24,516
+984
| +4% | +$95.6K |
|
22
ExxonMobil
XOM
$651B
| $2.47M | 0.99% |
26,737
-113
| -0.4% | -$10.5K |
|
|
RDS.B
23
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $2.38M | 0.95% |
34,210
-1,924
| -5% | -$139K |
|
24
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $2.22M | 0.89% |
17,623
-16,971
| -49% | -$2.06M |
|
25
Home Depot
HD
$332B
| $2.18M | 0.87% |
20,807
-2,006
| -9% | -$195K |
|
Similar funds
AIM
MHIM
MF
WPSG
AGPM
NCM
WAM
GPC
Shamrock Asset Management's Q4 2014 Portfolio in Review
As of Q4 2014, Shamrock Asset Management held 297 positions worth $249M, down 6.5% from $267M the previous quarter. Its ten largest holdings account for 59% of the portfolio.
Shamrock Asset Management withdrew a net $25.2M in Q4 2014, closing 38 positions and reducing 122 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $29.6M position sold in full.
By sector, the portfolio is most concentrated in Energy at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Shamrock Asset Management opened a new position in First Trust Technology AlphaDEX Fund worth $24.4M.
- Shamrock Asset Management's largest Q4 2014 buy was First Trust Technology AlphaDEX Fund: 705,833 shares worth $24.4M.
- Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2014, an estimated $20.7M increase.
- Shamrock Asset Management's biggest Q4 2014 reduction was First Trust Health Care AlphaDEX Fund, cutting an estimated $5.77M.
- Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014, selling an estimated $29.6M.
- Shamrock Asset Management's ten largest holdings make up 59% of its $249M portfolio in Q4 2014.
- Shamrock Asset Management opened 33 new positions and closed 38 in Q4 2014.
- Shamrock Asset Management's portfolio value fell 6.5% quarter-over-quarter to $249M.
Based on Shamrock Asset Management's 13F filing for Q4 2014, filed 4 Feb 2015.