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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$4.1M
Cap. Flow
-$11.6M
Cap. Flow %
-7.43%
Top 10 Hldgs %
55.17%
Holding
304
New
16
Increased
29
Reduced
106
Closed
26

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.73M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$2.4M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.29M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.13M
5
AWK icon
American Water Works
AWK
+$911K

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.51M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$2.58M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.97M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$928K

Sector Composition

Rank Sector Weight
1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
1
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$25.4M 16.33%
441,332
-35,006
-7% -$1.97M
IXUS icon
2
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$16.1M 10.35%
264,395
+45,954
+21% +$2.73M
LVHB
3
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$8.4M 5.39%
268,502
-4,474
-2% -$139K
FEX icon
4
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.84B
$7.09M 4.55%
129,062
-2,113
-2% -$114K
FYC icon
5
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.27B
$5.47M 3.51%
132,792
+61,740
+87% +$2.4M
FXL icon
6
First Trust Technology AlphaDEX Fund
FXL
$2.46B
$5.43M 3.48%
113,124
-20,269
-15% -$928K
FXZ icon
7
First Trust Materials AlphaDEX Fund
FXZ
$370M
$5.31M 3.41%
131,550
-9,846
-7% -$383K
FXH icon
8
First Trust Health Care AlphaDEX Fund
FXH
$994M
$5.24M 3.37%
77,773
-5,195
-6% -$347K
IEMG icon
9
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.73M 3.04%
87,603
-136
-0.2% -$7.21K
TOTL icon
10
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.15B
$2.71M 1.74%
54,928
-4,069
-7% -$201K
FEP icon
11
First Trust Europe AlphaDEX Fund
FEP
$513M
$2.67M 1.71%
70,756
-85
-0.1% -$3.09K
FNI
12
DELISTED
First Trust Chindia ETF
FNI
$2.63M 1.69%
68,535
-50
-0.1% -$1.89K
RFDI icon
13
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.33M 1.5%
36,939
+1,150
+3% +$71K
MINT icon
14
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.15M 1.38%
21,087
-1,283
-6% -$131K
MSFT icon
15
Microsoft
MSFT
$2.93T
$2.08M 1.34%
27,978
-454
-2% -$33.2K
RDS.B
16
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.92M 1.23%
30,722
-723
-2% -$41.5K
HD icon
17
Home Depot
HD
$338B
$1.91M 1.23%
11,668
-490
-4% -$75.1K
RSP icon
18
Invesco S&P 500 Equal Weight ETF
RSP
$96B
$1.66M 1.07%
17,421
-261
-1% -$24.4K
CVX icon
19
Chevron
CVX
$373B
$1.59M 1.02%
13,534
-235
-2% -$25.7K
NEA icon
20
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$1.49M 0.96%
107,579
– –
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.49M 0.96%
12,281
+9,373
+322% +$1.13M
FPE icon
22
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.46M 0.94%
72,721
+37,954
+109% +$763K
SCZ icon
23
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
$1.3M 0.83%
20,937
-166
-0.8% -$9.93K
EMB icon
24
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.3M 0.83%
+11,128
New +$1.29M
BIP icon
25
Brookfield Infrastructure Partners
BIP
$18.1B
$1.22M 0.78%
47,588
+1,868
+4% +$46.9K
1
2 3 4 5

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Shamrock Asset Management held 304 positions worth $156M, down 2.6% from $160M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $11.6M in Q3 2017, closing 26 positions and reducing 106 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $5.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $1.3M.

  • Shamrock Asset Management's largest Q3 2017 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 11,128 shares worth $1.3M.
  • Shamrock Asset Management added most to iShares Core MSCI Total International Stock ETF in Q3 2017, an estimated $2.73M increase.
  • Shamrock Asset Management's biggest Q3 2017 reduction was First Trust Asia Pacific ex-Japan AlphaDEX Fund, cutting an estimated $2.58M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2017, selling an estimated $5.51M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $156M portfolio in Q3 2017.
  • Shamrock Asset Management opened 16 new positions and closed 26 in Q3 2017.
  • Shamrock Asset Management's portfolio value fell 2.6% quarter-over-quarter to $156M.

Based on Shamrock Asset Management's 13F filing for Q3 2017, filed 9 Nov 2017.