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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTX
151
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$6K ﹤0.01%
1,000
– –
AAT
152
American Assets Trust
AAT
$1.45B
– –
-24,795
Closed -$1.05M
AHRT
153
AH Realty Trust
AHRT
$539M
– –
-79,380
Closed -$1.09M
AMT icon
154
American Tower
AMT
$80.7B
– –
-14,095
Closed -$1.6M
AON icon
155
Aon
AON
$80.4B
– –
-1,913
Closed -$209K
ARE icon
156
Alexandria Real Estate Equities
ARE
$9.52B
– –
-9,480
Closed -$982K
AVB icon
157
AvalonBay Communities
AVB
$27.4B
– –
-11,813
Closed -$2.13M
BB icon
158
BlackBerry
BB
$4.56B
– –
-13,778
Closed -$92K
BP icon
159
BP
BP
$112B
– –
-7,423
Closed -$221K
BXP icon
160
Boston Properties
BXP
$11.8B
– –
-19,979
Closed -$2.63M
CCI icon
161
Crown Castle
CCI
$33.2B
– –
-18,730
Closed -$1.9M
CPT icon
162
Camden Property Trust
CPT
$11.5B
– –
-28,442
Closed -$2.52M
CRM icon
163
Salesforce
CRM
$154B
– –
-6,335
Closed -$503K
CUZ icon
164
Cousins Properties
CUZ
$5.41B
– –
-28,150
Closed -$826K
DHR icon
165
Danaher
DHR
$141B
– –
-3,543
Closed -$240K
DIS icon
166
Walt Disney
DIS
$171B
– –
-2,545
Closed -$249K
DLTR icon
167
Dollar Tree
DLTR
$24.7B
– –
-4,500
Closed -$424K
EEMV icon
168
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.35B
– –
-48,508
Closed -$2.5M
EFAV icon
169
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
– –
-38,139
Closed -$2.53M
EFG icon
170
iShares MSCI EAFE Growth ETF
EFG
$16.2B
– –
-46,020
Closed -$3.01M
EGP icon
171
EastGroup Properties
EGP
$11.2B
– –
-18,660
Closed -$1.29M
EQR icon
172
Equity Residential
EQR
$25.7B
– –
-11,800
Closed -$812K
ESRT icon
173
Empire State Realty Trust
ESRT
$1.02B
– –
-46,520
Closed -$883K
ESS icon
174
Essex Property Trust
ESS
$19B
– –
-7,427
Closed -$1.69M
F icon
175
Ford
F
$61.6B
– –
-10,323
Closed -$130K
5 6
7
8 9

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Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
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BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.