Sanders Morris Harris’s iShares MSCI EAFE Min Vol Factor ETF EFAV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-38,139	Closed	-$2.53M	–	176
2016 Q2	$2.53M	Buy	38,139 +6,256	+20%	+$415K	0.59%	39
2016 Q1	$2.12M	Buy	+31,883	New	+$2.12M	0.36%	61