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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-5.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$408M
AUM Growth
-$48.8M
Cap. Flow
-$19.4M
Cap. Flow %
-4.76%
Top 10 Hldgs %
48.74%
Holding
319
New
31
Increased
34
Reduced
34
Closed
27

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$17.9M
2
BX icon
Blackstone
BX
+$11M
3
F icon
Ford
F
+$9.76M
4
NVDA icon
NVIDIA
NVDA
+$8.32M
5
ZTS icon
Zoetis
ZTS
+$4.57M

Top Sells

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$22.8M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.6M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$10.5M
4
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$9.86M
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$7.39M

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Technology 16.12%
3 Healthcare 13.58%
4 Energy 8.86%
5 Consumer Discretionary 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRK icon
26
Comstock Resources
CRK
$3.89B
$2.56M 0.63%
+148,000
New +$2.45M
SERA icon
27
Sera Prognostics
SERA
$79.9M
$2.22M 0.54%
1,389,573
+176,750
+15% +$356K
AMZN icon
28
Amazon
AMZN
$2.92T
$2.18M 0.53%
18,895
– –
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.36T
$2.17M 0.53%
21,920
– –
JPM icon
30
JPMorgan Chase
JPM
$935B
$2.08M 0.51%
19,662
-32,997
-63% -$3.79M
CUE icon
31
Cue Biopharma
CUE
$113M
$2.02M 0.49%
28,268
+3,728
+15% +$321K
FYBR
32
DELISTED
Frontier Communications
FYBR
$2M 0.49%
83,177
– –
AMD icon
33
Advanced Micro Devices
AMD
$776B
$1.97M 0.48%
29,901
+500
+2% +$42.6K
PTOC
34
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$1.97M 0.48%
+199,970
New +$1.96M
ESTE
35
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1.88M 0.46%
152,300
– –
DIS icon
36
Walt Disney
DIS
$167B
$1.79M 0.44%
18,538
– –
GS icon
37
Goldman Sachs
GS
$300B
$1.77M 0.43%
5,908
– –
INTU icon
38
Intuit
INTU
$86.5B
$1.73M 0.42%
4,346
-50
-1% -$21.6K
LTRN icon
39
Lantern Pharma
LTRN
$33.6M
$1.72M 0.42%
365,930
-100
-0% -$538
LRCX icon
40
Lam Research
LRCX
$367B
$1.66M 0.41%
42,420
-65,180
-61% -$2.9M
V icon
41
Visa
V
$684B
$1.64M 0.4%
9,093
+3
+0% +$610
FIGS icon
42
FIGS
FIGS
$1.79B
$1.56M 0.38%
189,600
-452,760
-70% -$4.82M
PM icon
43
Philip Morris
PM
$297B
$1.43M 0.35%
16,863
-600
-3% -$57.2K
HD icon
44
Home Depot
HD
$331B
$1.42M 0.35%
5,160
– –
JNJ icon
45
Johnson & Johnson
JNJ
$618B
$1.4M 0.34%
8,570
– –
MDLZ icon
46
Mondelez International
MDLZ
$79.5B
$1.4M 0.34%
24,926
– –
MA icon
47
Mastercard
MA
$502B
$1.35M 0.33%
4,696
+75
+2% +$24.9K
QURE icon
48
uniQure
QURE
$3.03B
$1.34M 0.33%
68,070
– –
PCT icon
49
PureCycle Technologies
PCT
$1.28B
$1.33M 0.33%
152,694
– –
CI icon
50
Cigna
CI
$73.7B
$1.29M 0.32%
4,493
– –
1
2
3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2022 Portfolio in Review

As of Q3 2022, Sanders Morris Harris held 319 positions worth $408M, down 11% from $457M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sanders Morris Harris withdrew a net $19.4M in Q3 2022, closing 27 positions and reducing 34 holdings. Its most notable exit was Vy Global Growth, an estimated $22.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Ford worth $7.81M.

  • Sanders Morris Harris's largest Q3 2022 buy was Ford: 697,400 shares worth $7.81M.
  • Sanders Morris Harris added most to Invesco QQQ Trust in Q3 2022, an estimated $17.9M increase.
  • Sanders Morris Harris's biggest Q3 2022 reduction was FIGS, cutting an estimated $4.82M.
  • Sanders Morris Harris fully exited Vy Global Growth in Q3 2022, selling an estimated $22.8M.
  • Sanders Morris Harris's ten largest holdings make up 49% of its $408M portfolio in Q3 2022.
  • Sanders Morris Harris opened 31 new positions and closed 27 in Q3 2022.
  • Sanders Morris Harris's portfolio value fell 11% quarter-over-quarter to $408M.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.