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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-5.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$408M
AUM Growth
-$48.8M
Cap. Flow
-$19.4M
Cap. Flow %
-4.76%
Top 10 Hldgs %
48.74%
Holding
319
New
31
Increased
34
Reduced
34
Closed
27

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$17.9M
2
BX icon
Blackstone
BX
+$11M
3
F icon
Ford
F
+$9.76M
4
NVDA icon
NVIDIA
NVDA
+$8.32M
5
ZTS icon
Zoetis
ZTS
+$4.57M

Top Sells

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$22.8M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.6M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$10.5M
4
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$9.86M
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$7.39M

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Technology 16.12%
3 Healthcare 13.58%
4 Energy 8.86%
5 Consumer Discretionary 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
301
iShares Expanded Tech-Software Sector ETF
IGV
$14B
– –
-193,215
Closed -$10.6M
IWR icon
302
iShares Russell Mid-Cap ETF
IWR
$57B
– –
-94,632
Closed -$6.21M
NAN icon
303
Nuveen New York Quality Municipal Income Fund
NAN
$368M
– –
-41,801
Closed -$492K
NET icon
304
Cloudflare
NET
$103B
– –
-42,746
Closed -$1.96M
NRK icon
305
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$906M
– –
-46,000
Closed -$510K
PAVE icon
306
Global X US Infrastructure Development ETF
PAVE
$15.3B
– –
-322,445
Closed -$7.39M
TWLO icon
307
Twilio
TWLO
$29.1B
– –
-2,600
Closed -$221K
UA icon
308
Under Armour Class C
UA
$2.75B
– –
-10,000
Closed -$76K
VGSH icon
309
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-5,567
Closed -$328K
VTN icon
310
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
– –
-42,502
Closed -$462K
ROCLU
311
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
– –
-1,000,910
Closed -$9.86M
ECOZ
312
DELISTED
TrueShares ESG Active Opportunities ETF
ECOZ
– –
-75,960
Closed -$2.38M
VYGG
313
DELISTED
Vy Global Growth
VYGG
– –
-2,303,696
Closed -$22.8M
SLCR
314
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
– –
-20,000
Closed -$197K
ISLE
315
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-52,500
Closed -$522K
SMED
316
DELISTED
Sharps Compliance Corp
SMED
– –
-338,053
Closed -$987K
EMWP
317
DELISTED
Eros Media World PLC
EMWP
– –
-121,178
Closed -$292K
XPOA
318
DELISTED
DPCM Capital, Inc.
XPOA
– –
-29,995
Closed -$298K
YELL
319
DELISTED
Yellow Corporation Common Stock
YELL
– –
-15,000
Closed -$44K
9 10 11 12
13

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
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SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q3 2022 Portfolio in Review

As of Q3 2022, Sanders Morris Harris held 319 positions worth $408M, down 11% from $457M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sanders Morris Harris withdrew a net $19.4M in Q3 2022, closing 27 positions and reducing 34 holdings. Its most notable exit was Vy Global Growth, an estimated $22.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Ford worth $7.81M.

  • Sanders Morris Harris's largest Q3 2022 buy was Ford: 697,400 shares worth $7.81M.
  • Sanders Morris Harris added most to Invesco QQQ Trust in Q3 2022, an estimated $17.9M increase.
  • Sanders Morris Harris's biggest Q3 2022 reduction was FIGS, cutting an estimated $4.82M.
  • Sanders Morris Harris fully exited Vy Global Growth in Q3 2022, selling an estimated $22.8M.
  • Sanders Morris Harris's ten largest holdings make up 49% of its $408M portfolio in Q3 2022.
  • Sanders Morris Harris opened 31 new positions and closed 27 in Q3 2022.
  • Sanders Morris Harris's portfolio value fell 11% quarter-over-quarter to $408M.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.