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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADER
301
DELISTED
26 Capital Acquisition Corp
ADER
$99K 0.02%
10,000
– –
FTAA
302
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$99K 0.02%
10,000
– –
JCIC
303
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$99K 0.02%
10,000
– –
BNZI icon
304
Banzai International
BNZI
$6M
$97K 0.02%
1
– –
GTE icon
305
Gran Tierra Energy
GTE
$324M
$91K 0.02%
12,367
– –
UNCY icon
306
Unicycive Therapeutics
UNCY
$146M
$57K 0.01%
+2,000
New +$57.4K
HNRG icon
307
Hallador Energy
HNRG
$691M
$39K 0.01%
13,165
– –
ASAP
308
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$35K 0.01%
2,000
– –
NERV icon
309
Minerva Neurosciences
NERV
$200M
$17K ﹤0.01%
1,500
– –
AZN icon
310
AstraZeneca
AZN
$251B
– –
-4,750
Closed -$569K
BFAM icon
311
Bright Horizons
BFAM
$3.98B
– –
-6,000
Closed -$883K
BFZ
312
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-25,500
Closed -$383K
BOND icon
313
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
– –
-1,800
Closed -$200K
CRI icon
314
Carter's
CRI
$1.44B
– –
-3,000
Closed -$310K
FUBO icon
315
FuboTV Inc
FUBO
$299M
– –
-557
Closed -$214K
LRNZ icon
316
TrueShares Technology AI & Deep Learning ETF
LRNZ
$41.1M
– –
-81,250
Closed -$3.79M
MP icon
317
MP Materials
MP
$8.51B
– –
-12,500
Closed -$461K
NAD icon
318
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-31,354
Closed -$505K
NEA icon
319
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-29,007
Closed -$457K
NRK icon
320
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$902M
– –
-12,270
Closed -$175K
PARA
321
DELISTED
Paramount Global Class B
PARA
– –
-4,540
Closed -$205K
PATH icon
322
UiPath
PATH
$7.24B
– –
-47,248
Closed -$3.06M
PAVE icon
323
Global X US Infrastructure Development ETF
PAVE
$15.2B
– –
-348,014
Closed -$8.87M
PENN icon
324
PENN Entertainment
PENN
$2.65B
– –
-22,894
Closed -$1.7M
PHG icon
325
Philips
PHG
$25.9B
– –
-9,881
Closed -$389K
10 11 12
13
14

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.