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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-5.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$408M
AUM Growth
-$48.8M
Cap. Flow
-$19.4M
Cap. Flow %
-4.76%
Top 10 Hldgs %
48.74%
Holding
319
New
31
Increased
34
Reduced
34
Closed
27

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$17.9M
2
BX icon
Blackstone
BX
+$11M
3
F icon
Ford
F
+$9.76M
4
NVDA icon
NVIDIA
NVDA
+$8.32M
5
ZTS icon
Zoetis
ZTS
+$4.57M

Top Sells

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$22.8M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.6M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$10.5M
4
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$9.86M
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$7.39M

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Technology 16.12%
3 Healthcare 13.58%
4 Energy 8.86%
5 Consumer Discretionary 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFFP
276
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$83K 0.02%
833
– –
ESPR
277
DELISTED
Esperion Therapeutics
ESPR
$80K 0.02%
12,200
– –
HNRG icon
278
Hallador Energy
HNRG
$718M
$74K 0.02%
13,165
– –
BRMK
279
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$66K 0.02%
13,000
– –
MGNX icon
280
MacroGenics
MGNX
$254M
$64K 0.02%
18,345
– –
WTI icon
281
W&T Offshore
WTI
$492M
$59K 0.01%
+10,000
New +$54.7K
QTEKW
282
DELISTED
QualTek Services Inc. Warrant
QTEKW
$56K 0.01%
208,800
-1,250
-0.6% -$313
FIP icon
283
FTAI Infrastructure
FIP
$404M
$52K 0.01%
+22,000
New +$62.9K
RXT icon
284
Rackspace Technology
RXT
$1.27B
$41K 0.01%
+10,000
New +$58K
MTTR
285
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$39K 0.01%
10,200
– –
NVTA
286
DELISTED
Invitae Corporation
NVTA
$37K 0.01%
14,560
– –
PGY icon
287
Pagaya Technologies
PGY
$1.82B
$35K 0.01%
1,667
– –
CCO icon
288
Clear Channel Outdoor Holdings
CCO
$1.23B
$24K 0.01%
+15,840
New +$23.9K
MARK
289
DELISTED
Remark Holdings, Inc.
MARK
$17K ﹤0.01%
6,500
– –
OUST icon
290
Ouster
OUST
$3.14B
$10K ﹤0.01%
1,000
– –
CRKN
291
DELISTED
Crown Electrokinetics Corp. Common Stock
CRKN
– –
0
– –
ASAP
292
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$6K ﹤0.01%
2,000
– –
LOGC
293
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$4K ﹤0.01%
15,000
– –
BFZ
294
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-43,601
Closed -$498K
CFG icon
295
Citizens Financial Group
CFG
$30.7B
– –
-67,001
Closed -$2.42M
CIBR icon
296
First Trust NASDAQ Cybersecurity ETF
CIBR
$15B
– –
-255,400
Closed -$10.5M
CXE
297
DELISTED
MFS High Income Municipal Trust
CXE
– –
-116,251
Closed -$445K
ENB icon
298
Enbridge
ENB
$113B
– –
-4,797
Closed -$202K
GM icon
299
General Motors
GM
$77.5B
– –
-147,959
Closed -$4.76M
GT icon
300
Goodyear
GT
$1.96B
– –
-471,000
Closed -$5.04M
9 10 11
12
13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q3 2022 Portfolio in Review

As of Q3 2022, Sanders Morris Harris held 319 positions worth $408M, down 11% from $457M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sanders Morris Harris withdrew a net $19.4M in Q3 2022, closing 27 positions and reducing 34 holdings. Its most notable exit was Vy Global Growth, an estimated $22.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Ford worth $7.81M.

  • Sanders Morris Harris's largest Q3 2022 buy was Ford: 697,400 shares worth $7.81M.
  • Sanders Morris Harris added most to Invesco QQQ Trust in Q3 2022, an estimated $17.9M increase.
  • Sanders Morris Harris's biggest Q3 2022 reduction was FIGS, cutting an estimated $4.82M.
  • Sanders Morris Harris fully exited Vy Global Growth in Q3 2022, selling an estimated $22.8M.
  • Sanders Morris Harris's ten largest holdings make up 49% of its $408M portfolio in Q3 2022.
  • Sanders Morris Harris opened 31 new positions and closed 27 in Q3 2022.
  • Sanders Morris Harris's portfolio value fell 11% quarter-over-quarter to $408M.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.