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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
276
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$215K 0.04%
6,493
+319
+5% +$10.6K
SCM icon
277
Stellus Capital Investment Corp
SCM
$234M
$215K 0.04%
16,465
– –
AEP icon
278
American Electric Power
AEP
$68.8B
$208K 0.04%
2,563
– –
ASAX
279
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$207K 0.04%
21,000
– –
FALN icon
280
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$204K 0.04%
+6,781
New +$204K
PTBD icon
281
Pacer Trendpilot US Bond ETF
PTBD
$86M
$204K 0.04%
+7,536
New +$208K
ZGNX
282
DELISTED
Zogenix, Inc.
ZGNX
$198K 0.04%
12,420
– –
SGMA
283
DELISTED
Sigmatron International
SGMA
$197K 0.04%
22,214
-26,100
-54% -$174K
SLCR
284
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$196K 0.04%
20,000
– –
BITE
285
DELISTED
Bite Acquisition Corp.
BITE
$195K 0.04%
19,998
– –
AVO icon
286
Mission Produce
AVO
$1.07B
$184K 0.03%
10,000
– –
VST icon
287
Vistra
VST
$47.4B
$182K 0.03%
10,640
– –
ACII
288
DELISTED
Atlas Crest Investment Corp. II
ACII
$171K 0.03%
17,492
– –
ASTS icon
289
AST SpaceMobile
ASTS
$20.4B
$170K 0.03%
+16,187
New +$182K
LOGC
290
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$160K 0.03%
35,000
+20,000
+133% +$88K
TFFP
291
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$151K 0.03%
833
– –
LFLY
292
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$140K 0.03%
700
-50
-7% -$9.97K
TALO icon
293
Talos Energy
TALO
$2.37B
$138K 0.03%
+10,000
New +$122K
OCA
294
DELISTED
Omnichannel Acquisition Corp.
OCA
$138K 0.03%
14,000
– –
BRMK
295
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$129K 0.02%
13,000
– –
CANO
296
DELISTED
Cano Health, Inc.
CANO
$127K 0.02%
100
– –
ESPR
297
DELISTED
Esperion Therapeutics
ESPR
$125K 0.02%
12,200
– –
FINM
298
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$121K 0.02%
12,495
– –
MACA
299
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$102K 0.02%
10,500
– –
HCCC
300
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$100K 0.02%
10,000
– –
10 11
12
13 14

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.