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Sanders Morris Harris’s iShares Fallen Angels USD Bond ETF FALN Stock Holding History

Sanders Morris Harris’s Portfolio FALN Stock Details FALN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-12,315
Closed -$312K – 262
2023
Q2 		$312K Buy
+12,315
New +$308K 0.07% 189
2022
Q1 		– Sell
-14,362
Closed -$430K – 314
2021
Q4 		$430K Buy
14,362
+7,581
+112% +$227K 0.07% 186
2021
Q3 		$204K Buy
+6,781
New +$204K 0.04% 280

Other funds holding FALN

MG
Mather Group Chicago, Illinois $11.5B AUM 18.82% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Nomura Asset Management
Nomura Asset Management Tokyo, Japan $46.7B AUM 50.59% 1-Year Est. Return
AF
Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return
AIA
Angeles Investment Advisors Santa Monica, California $1.66B AUM 23.19% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
ETS
ESL Trust Services Rochester, New York $587M AUM 22.12% 1-Year Est. Return

Sanders Morris Harris's FALN Position: Q3 2023 in Review

Sanders Morris Harris sold out of iShares Fallen Angels USD Bond ETF (FALN) in Q3 2023, closing a stake of 12,315 shares — an estimated $312K sold.

Sanders Morris Harris first reported a position in FALN in Q3 2021 and held it in 3 quarters. The position peaked at $430K in Q4 2021. 224 funds tracked by Wall St. Rank hold FALN as of Q3 2023.

  • Sanders Morris Harris reported no remaining iShares Fallen Angels USD Bond ETF position as of Q3 2023 after selling out during the quarter.
  • Sanders Morris Harris sold 12,315 iShares Fallen Angels USD Bond ETF shares in Q3 2023, an estimated $312K.
  • Sanders Morris Harris first reported a position in iShares Fallen Angels USD Bond ETF in Q3 2021 and held it in 3 quarters.
  • Sanders Morris Harris's iShares Fallen Angels USD Bond ETF position peaked at $430K in Q4 2021.
  • 224 funds tracked by Wall St. Rank held iShares Fallen Angels USD Bond ETF as of Q3 2023.

Based on Sanders Morris Harris's 13F filing for Q3 2023, filed 5 Oct 2023.