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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETWO
226
DELISTED
E2open Parent Holdings
ETWO
– –
-27,200
Closed -$165K
FIGS icon
227
FIGS
FIGS
$1.82B
– –
-189,600
Closed -$1.56M
FTAI icon
228
FTAI Aviation
FTAI
$23B
– –
-22,000
Closed -$330K
GEL icon
229
Genesis Energy
GEL
$1.82B
– –
-34,300
Closed -$318K
GHI icon
230
Greystone Housing Impact Investors LP
GHI
$137M
– –
-13,533
Closed -$228K
GOOGL icon
231
Alphabet (Google) Class A
GOOGL
$4.43T
– –
-4,780
Closed -$457K
GVI icon
232
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-4,000
Closed -$407K
IBM icon
233
IBM
IBM
$222B
– –
-4,200
Closed -$499K
IJR icon
234
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-2,306
Closed -$201K
IVV icon
235
iShares Core S&P 500 ETF
IVV
$898B
– –
-800
Closed -$287K
KYN icon
236
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
– –
-61,200
Closed -$496K
LADR
237
Ladder Capital
LADR
$1.2B
– –
-29,100
Closed -$261K
LIN icon
238
Linde
LIN
$226B
– –
-2,600
Closed -$701K
LTRN icon
239
Lantern Pharma
LTRN
$35.7M
– –
-365,930
Closed -$1.72M
LUMN icon
240
Lumen
LUMN
$6.26B
– –
-19,720
Closed -$143K
MDY icon
241
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-1,300
Closed -$522K
MGNX icon
242
MacroGenics
MGNX
$248M
– –
-18,345
Closed -$64K
MINT icon
243
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-5,780
Closed -$572K
MPLX icon
244
MPLX
MPLX
$60.2B
– –
-7,823
Closed -$236K
MQ icon
245
Marqeta
MQ
$1.75B
– –
-16,250
Closed -$463K
NTR icon
246
Nutrien
NTR
$32.1B
– –
-2,500
Closed -$210K
NXPI icon
247
NXP Semiconductors
NXPI
$58.3B
– –
-22,454
Closed -$3.41M
PFF icon
248
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-7,000
Closed -$222K
PLTR icon
249
Palantir
PLTR
$380B
– –
-75,000
Closed -$610K
PPT
250
Franklin Premier Income Trust
PPT
$327M
– –
-148,490
Closed -$531K
8 9
10
11 12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.