Sanders Morris Harris’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-5,780	Closed	-$572K	–	243
2022 Q3	$572K	Hold	5,780	–	–	0.14%	117
2022 Q2	$573K	Hold	5,780	–	–	0.13%	125
2022 Q1	$579K	Sell	5,780 -4,500	-44%	-$454K	0.11%	141
2021 Q4	$1.04M	Hold	10,280	–	–	0.18%	87
2021 Q3	$1.05M	Hold	10,280	–	–	0.19%	89
2021 Q2	$1.05M	Hold	10,280	–	–	0.2%	93
2021 Q1	$1.05M	Buy	10,280 +4,800	+88%	+$490K	0.22%	85
2020 Q4	$559K	Hold	5,480	–	–	0.13%	142
2020 Q3	$559K	Buy	+5,480	New	+$558K	0.15%	126
2016 Q2	–	Sell	-3,080	Closed	-$310K	–	298
2016 Q1	$310K	Buy	+3,080	New	+$310K	0.05%	241